0001209191-11-011701.txt : 20110222
0001209191-11-011701.hdr.sgml : 20110221
20110222190924
ACCESSION NUMBER: 0001209191-11-011701
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110221
FILED AS OF DATE: 20110222
DATE AS OF CHANGE: 20110222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DILLARD JOAN H
CENTRAL INDEX KEY: 0001063754
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32938
FILM NUMBER: 11630115
MAIL ADDRESS:
STREET 1: 12-13 EXCHANGE PL
CITY: DUBLIN IRELAND
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG
CENTRAL INDEX KEY: 0001163348
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 000000000
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
BUSINESS PHONE: 441-278-5400
MAIL ADDRESS:
STREET 1: LINDENSTRASSE 8
CITY: BAAR/ZUG
STATE: V8
ZIP: 6340
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD
DATE OF NAME CHANGE: 20060615
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD
DATE OF NAME CHANGE: 20011207
4
1
doc4.xml
FORM 4 SUBMISSION
X0303
4
2011-02-21
0
0001163348
Allied World Assurance Co Holdings, AG
AWH
0001063754
DILLARD JOAN H
ALLIED WORLD ASSURANCE CO. HOLDINGS, AG
LINDENSTRASSE 8
BAAR/ZUG
V8
CH-6340
SWITZERLAND
0
1
0
0
EVP & CFO
Common Shares
2011-02-21
4
A
0
37500
0.00
A
122253
D
Common Shares
2011-02-22
4
M
0
1650
0.00
A
123903
D
Common Shares
2011-02-22
4
D
0
660
62.0515
D
123243
D
Restricted Stock Units
2011-02-22
4
M
0
1650
D
2011-02-22
2014-02-22
Common Shares
1650
8700
D
Restricted Stock Units
2011-02-22
4
A
0
1980
0.00
A
Common Shares
1980
10680
D
Employee Stock Option (right to buy)
61.51
2011-02-22
4
A
0
7510
0.00
A
Common Shares
7510
7510
D
Represents the Company's Common Shares that were earned pursuant to a 2008 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan.
On February 22, 2010, the reporting person was granted 6,600 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,960 of the Company's Common Shares and (ii) cash equal to the market value of 2,640 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2011.
The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011.
Grant of Restricted Stock Units for no monetary consideration. 1,980 Restricted Stock Units convert into (i) 990 of the Company's Common Shares and (ii) cash equal to the market value of 990 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units.
The Restricted Stock Units and Employee Stock Options vest in four equal installments with the first installment vesting on February 22, 2012.
/s/ Wesley D. Dupont, by Power of Attorney
2011-02-22