0001209191-11-011701.txt : 20110222 0001209191-11-011701.hdr.sgml : 20110221 20110222190924 ACCESSION NUMBER: 0001209191-11-011701 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110221 FILED AS OF DATE: 20110222 DATE AS OF CHANGE: 20110222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DILLARD JOAN H CENTRAL INDEX KEY: 0001063754 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32938 FILM NUMBER: 11630115 MAIL ADDRESS: STREET 1: 12-13 EXCHANGE PL CITY: DUBLIN IRELAND ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allied World Assurance Co Holdings, AG CENTRAL INDEX KEY: 0001163348 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 000000000 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 BUSINESS PHONE: 441-278-5400 MAIL ADDRESS: STREET 1: LINDENSTRASSE 8 CITY: BAAR/ZUG STATE: V8 ZIP: 6340 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE CO HOLDINGS LTD DATE OF NAME CHANGE: 20060615 FORMER COMPANY: FORMER CONFORMED NAME: ALLIED WORLD ASSURANCE HOLDINGS LTD DATE OF NAME CHANGE: 20011207 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2011-02-21 0 0001163348 Allied World Assurance Co Holdings, AG AWH 0001063754 DILLARD JOAN H ALLIED WORLD ASSURANCE CO. HOLDINGS, AG LINDENSTRASSE 8 BAAR/ZUG V8 CH-6340 SWITZERLAND 0 1 0 0 EVP & CFO Common Shares 2011-02-21 4 A 0 37500 0.00 A 122253 D Common Shares 2011-02-22 4 M 0 1650 0.00 A 123903 D Common Shares 2011-02-22 4 D 0 660 62.0515 D 123243 D Restricted Stock Units 2011-02-22 4 M 0 1650 D 2011-02-22 2014-02-22 Common Shares 1650 8700 D Restricted Stock Units 2011-02-22 4 A 0 1980 0.00 A Common Shares 1980 10680 D Employee Stock Option (right to buy) 61.51 2011-02-22 4 A 0 7510 0.00 A Common Shares 7510 7510 D Represents the Company's Common Shares that were earned pursuant to a 2008 LTIP award for no monetary consideration and which vested at 150% of target based on the achievement of pre-established performance criteria during the applicable three-year performance period established under the Company's Third Amended and Restated Long-Term Incentive Plan. On February 22, 2010, the reporting person was granted 6,600 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 3,960 of the Company's Common Shares and (ii) cash equal to the market value of 2,640 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the Company's Common Shares for the five consecutive trading days up to and including February 22, 2011. The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2011. Grant of Restricted Stock Units for no monetary consideration. 1,980 Restricted Stock Units convert into (i) 990 of the Company's Common Shares and (ii) cash equal to the market value of 990 Common Shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. The Restricted Stock Units and Employee Stock Options vest in four equal installments with the first installment vesting on February 22, 2012. /s/ Wesley D. Dupont, by Power of Attorney 2011-02-22