0001104659-04-037808.txt : 20041129 0001104659-04-037808.hdr.sgml : 20041129 20041129212722 ACCESSION NUMBER: 0001104659-04-037808 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041129 DATE AS OF CHANGE: 20041129 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VOGELSTEIN JOHN CENTRAL INDEX KEY: 0001220645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14371 FILM NUMBER: 041173084 BUSINESS ADDRESS: BUSINESS PHONE: 2128789219 MAIL ADDRESS: STREET 1: C/O WARBURG PINCUS LLC STREET 2: 466 LEXINGTON AVE CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INFORMATION HOLDINGS INC CENTRAL INDEX KEY: 0001063744 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 061518007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2034665055 MAIL ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 4 1 a4.xml 4 X0202 4 2004-11-29 1 0001063744 INFORMATION HOLDINGS INC IHI 0001220645 VOGELSTEIN JOHN C/O WARBURG PINCUS LLC 466 LEXINGTON AVENUE NEW YORK NY 10017 1 0 0 0 Common Stock, par value $0.01 per share 2004-11-29 4 D 0 6804762 28.00 D 0 I See Footnote Common Stock Option (right to buy) 22.07 2004-11-29 4 D 0 1500 D Common Stock 1500 0 D Common Stock Option (right to buy) 16.05 2004-11-29 4 D 0 1500 D Common Stock 1500 0 D See Exhibit 99.1 See Exhibit 99.2 See Exhibit 99.3 /s/ John L. Vogelstein 2004-11-29 EX-99.1 2 ex-99d1.htm EX-99.1

Exhibit 99.1

John L. Vogelstein
c/o Warburg Pincus LLC
466 Lexington Avenue
New York, New York 10017
Information Holdings Inc. (IHI)
November 29, 2004

Continuation Sheet

Form 4

Statement of Changes in Beneficial Ownership

Explanation of Responses:

Includes shares of common stock, par value $0.01 per share (“Common Stock”), of Information Holdings Inc. (the “Company”) held by Warburg, Pincus Ventures, L.P., a Delaware limited partnership (“WPV”). The sole general partner of WPV is Warburg Pincus & Co., a New York general partnership (“WP”). Warburg Pincus LLC, a New York limited liability company (“WP LLC”), is the manager of WPV. By reason of the provisions of Rule 16a-1 of the Securities Exchange Act of 1934 (the “Exchange Act”), WP and WP LLC may be deemed to be the beneficial owners of the Common Stock held by WPV, although both WP and WP LLC disclaim beneficial ownership of such shares except to the extent of any indirect pecuniary interest therein.

Sidney Lapidus and John L. Vogelstein, directors of the Company, are general partners of WP and members of WP LLC. As such, Messrs. Lapidus and Vogelstein may be deemed to be beneficial owners within the meaning of Rule 16a-1 under the Exchange Act of an indeterminate portion of the Company’s Common Stock beneficially owned by WPV. Each of Messrs. Lapidus and Vogelstein disclaims beneficial ownership of such shares except to the extent of any indirect pecuniary interest therein.

EX-99.2 3 ex-99d2.htm EX-99.2

Exhibit 99.2

John L. Vogelstein
c/o Warburg Pincus LLC
466 Lexington Avenue
New York, New York 10017
Information Holdings Inc. (IHI)
November 29, 2004

Continuation Sheet

Form 4

Statement of Changes in Beneficial Ownership

Explanation of Responses:

Pursuant to the Agreement and Plan of Merger, dated as of June 28, 2004 (the “Agreement”), among the Company, The Thomson Corporation and Thyme Corporation, upon consummation of the merger, these options were cancelled in exchange for a cash payment equal to $8.895, representing the difference between the exercise price of the option and the merger consideration of $28.00 per share.

EX-99.3 4 ex-99d3.htm EX-99.3

Exhibit 99.3

John L. Vogelstein
c/o Warburg Pincus LLC
466 Lexington Avenue
New York, New York 10017
Information Holdings Inc. (IHI)
November 29, 2004

Continuation Sheet

Form 4

Statement of Changes in Beneficial Ownership

Explanation of Responses:

Pursuant to the Agreement, upon consummation of the merger, these options were cancelled in exchange for a cash payment equal to $17,925, representing the difference between the exercise price of the option and the merger consideration of $28.00 per share.