-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FJkbULX2Xi97e4Mgqa1N8dgvCluEFMPR+rcARN926QkGQzYqJhGvBNuZhYPv5aJ4 itfCUaYkLxjgoIKP5gzquA== 0000899140-01-000089.txt : 20010223 0000899140-01-000089.hdr.sgml : 20010223 ACCESSION NUMBER: 0000899140-01-000089 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INFORMATION HOLDINGS INC CENTRAL INDEX KEY: 0001063744 STANDARD INDUSTRIAL CLASSIFICATION: BOOKS: PUBLISHING OR PUBLISHING AND PRINTING [2731] IRS NUMBER: 061518007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-14371 FILM NUMBER: 1540265 BUSINESS ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2034665055 MAIL ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 COMPANY DATA: COMPANY CONFORMED NAME: SLAINE MASON P CENTRAL INDEX KEY: 0001079093 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 BUSINESS PHONE: 2039619172 MAIL ADDRESS: STREET 1: 2777 SUMMER STREET STREET 2: SUITE 209 CITY: STAMFORD STATE: CT ZIP: 06905 5 1 0001.txt ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHP
FORM 5 OMB APPROVAL - -------------------- ------------------------------ [ ] Check this box if no longer subject to Section OMB Number: 3235-0362 16. Form 4 or Form 5 obligations may Expires: December 31, 2001 continue. See Instruction 1(b). Estimated average burden [ ] Form 3 Holdings Reported hours per response 1.0 [ ] Form 4 Holdings Reported UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 - ----------------------------------------- -------------------------------------------- --------------------------------------------- 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) Slaine Mason P. Information Holdings Inc. (IHI) - ----------------------------------------- -------------------------------------------- (Last) (First) (Middle) 3. IRS or Social 4. Statement for [X] Director [X] 10% Owner Security Number Month/Year [X] Officer (give [ ] Other (specify of Reporting title below) below) c/o Information Holdings Inc. Person, if an Year end 2777 Summer Street, Suite 209 entity 12/31/00 President and Chief Executive Officer - ----------------------------------------- (Voluntary) ------------------------- --------------------------------------------- (Street) 5. If Amendment, Date of 7. Individual or Joint/Group Reporting Original (Month/Year) (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Stamford Connecticut 06905 Person - ----------------------------------------- ------------------ ------------------------- --------------------------------------------- (City) (State) (Zip)
- ------------------------------------------------------------------------------------------------------------------------------------ Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security (Instr. 3) 2. Trans- 3. Trans- 4. Securities Acquired (A) 5. Amount of 6. Owner- 7. Nature action action or Disposed of (D) Securities ship of In- Date Code (Instr. 3, 4 and 5) Beneficially Form: direct (Instr. 8) Owned at End Direct Bene- (Month/ of Issuer's (D) or ficial Day/ Fiscal Year Indirect Owner- Year) (Instr. 3 (I) ship and 4) (Instr. 4) (Instr. 4) ------------ --------------------------- Amount (A) or (D) Price - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ - --------------------------------- ------------- ----------- ------ ---------- ------- ----------------- ------------ ------------ *If the form is filed by more than one reporting person, see Instruction 4(b)(v). (Over) SEC 2270 (3-99)
FORM 5 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - --------------------------------------------------------------------------------------------------------------------------- 1. Title of 2. Conver- 3.Trans- 4. Transac- 5. Number of 6. Date Exer- 7. Title and Amount of Derivative sion or action tion Code Derivative cisable and Underlying Securities Security Exercise Date (Instr. 8) Securities Expiration (Instr. 3 and 4) (Instr. 3) Price of (Month/ Acquired (A) Date (Month/ Derivative Day/ or Disposed Day/Year) Security Year) of (D) (Instr.3, 4, and 5) (A) (D) Date Expira- Amount or Exer- tion Title Number of cisable Date Shares - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- Employee Stock Option 37.25 3/15/00 A A (1) 3/15/10 Common Stock 200,000 (option to buy) - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- ------------- - --------------------- -------------- ---------- ------------- ------ --------- -------- --------- ----------- -------------
[CONTINUATION OF THE ABOVE CHART] - -------------------------------------------------------------------- 8. Price of 9. Number 10. Owner- 11. Nature Derivative of Deriv- ship of In- Security ative of De- direct (Instr. 5) Secur- rivative Bene- ities Secu- ficial Bene- rity: Owner- ficially Direct ship Owned (D) or (Instr. 4) at Indi- End rect (I) of (Instr. 4) Year (Instr. 4) - --------------- --------------- ---------------- ------------------- 2,120,900 D - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- - --------------- --------------- ---------------- ------------------- Explanation of Responses: (1) 100,000 options are exercisable on 3/15/01; 100,000 options are exercisable on 3/15/02 /s/ Mason P. Slaine 2/12/2001 ------------------------------- ---------------- ** Intentional misstatements or omissions of facts constitute Federal Criminal **Signature of Reporting Person Date Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. 2270 (3-99) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
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