8-K 1 g64352e8-k.txt NEW VALLEY CORPORATION 8-K DATED 09/25/00 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K JOINT CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): SEPTEMBER 25, 2000 NEW VALLEY CORPORATION ------------------------------------------------------ (Exact name of registrant as specified in its charter) 1-2493 ------------------------ (Commission File Number) 13-5482050 ------------------------------------ (I.R.S. Employer Identification No.) DELAWARE -------------------------------------------------------------- (State or other jurisdiction of incorporation or organization) 100 S.E. SECOND STREET MIAMI, FLORIDA 33131 -------------------------------------------------------------- (Address of principal executive offices including Zip Code) 305/579-8000 -------------------------------------------------------------- (Registrant's telephone number, including area code) 2 ITEM 5. OTHER EVENTS Effective September 27, 2000, the Common Shares and Warrants of New Valley Corporation have been approved to begin trading on the Nasdaq SmallCap Market under the current ticker symbols of NVAL and NVALW. A press release announcing the listing was issued on September 25, 2000. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS. (C) Exhibits The following exhibit is provided in accordance with the provisions of Item 601 of Regulation S-K and is filed herewith. EXHIBIT NO. DESCRIPTION ----------- ----------- 99.1 Press Release, dated September 25, 2000. -2- 3 SIGNATURE Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. NEW VALLEY CORPORATION By: /s/ J. BRYANT KIRKLAND III -------------------------- J. Bryant Kirkland III Vice President, Treasurer and Chief Financial Officer Date: September 25, 2000 -3-