0001710643-19-000003.txt : 20190628 0001710643-19-000003.hdr.sgml : 20190628 20190628144313 ACCESSION NUMBER: 0001710643-19-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190627 FILED AS OF DATE: 20190628 DATE AS OF CHANGE: 20190628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dykes Dennis CENTRAL INDEX KEY: 0001710643 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36245 FILM NUMBER: 19928910 MAIL ADDRESS: STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250 CITY: THE WOODLANDS STATE: TX ZIP: 77380 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiceBran Technologies CENTRAL INDEX KEY: 0001063537 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 870673375 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250 CITY: THE WOODLANDS STATE: TX ZIP: 77380 BUSINESS PHONE: 2816752421 MAIL ADDRESS: STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250 CITY: THE WOODLANDS STATE: TX ZIP: 77380 FORMER COMPANY: FORMER CONFORMED NAME: NUTRACEA DATE OF NAME CHANGE: 20030930 FORMER COMPANY: FORMER CONFORMED NAME: NUTRASTAR INC DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC DATE OF NAME CHANGE: 20010418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-06-27 0 0001063537 RiceBran Technologies RIBT 0001710643 Dykes Dennis C/O RICEBRAN TECHNOLOGIES 1330 LAKE ROBBINS DRIVE, SUITE 250 THE WOODLANDS TX 77380 0 1 0 0 CFO and EVP Common Stock 2019-06-27 4 M 0 22607 1.42 A 50966 D Common Stock 2019-06-27 4 M 0 10000 0.91 A 60966 D Common Stock 2019-06-27 4 M 0 20000 0.85 A 80966 D Common Stock Option, right to buy 1.42 2019-06-27 4 M 0 22607 0 D 2028-01-24 Common Stock 22607 0 D Common Stock Option, right to buy 0.91 2019-06-27 4 M 0 10000 0 D 2027-06-21 Common Stock 10000 0 D Common Stock Option, right to buy 0.85 2019-06-27 4 M 0 20000 0 D 2027-04-06 Common Stock 20000 0 D The option vested and became exercisable as to 5,652 shares on January 24, 2019, and as to 16,955 shares on June 17, 2019, pursuant to a modification of the option agreement. The option vested and became exercisable as to 2,500 shares on June 21, 2018, 2,500 shares on June 21, 2019, and as to 5,000 shares on June 17, 2019, pursuant to a modification of the option agreement. The option vested and became exercisable as to 5,000 shares on April 6, 2018, 5,000 shares on April 6, 2019, and as to 10,000 shares on June 17, 2019, pursuant to a modification of the option agreement. Dennis Dykes 2019-06-28