0001331717-22-000017.txt : 20220720 0001331717-22-000017.hdr.sgml : 20220720 20220720073918 ACCESSION NUMBER: 0001331717-22-000017 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220714 FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220720 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Peter CENTRAL INDEX KEY: 0001331717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36245 FILM NUMBER: 221092851 MAIL ADDRESS: STREET 1: 777 E. WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiceBran Technologies CENTRAL INDEX KEY: 0001063537 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 870673375 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25420 KUYKENDAHL ROAD, SUITE B300 CITY: TOMBALL STATE: TX ZIP: 77375 BUSINESS PHONE: 2816752421 MAIL ADDRESS: STREET 1: 25420 KUYKENDAHL ROAD, SUITE B300 CITY: TOMBALL STATE: TX ZIP: 77375 FORMER COMPANY: FORMER CONFORMED NAME: NUTRACEA DATE OF NAME CHANGE: 20030930 FORMER COMPANY: FORMER CONFORMED NAME: NUTRASTAR INC DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC DATE OF NAME CHANGE: 20010418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-07-14 0 0001063537 RiceBran Technologies RIBT 0001331717 Bradley Peter C/O RICEBRAN TECHNOLOGIES #20 25420 KUYKENDAHL ROAD, SUITE B300 TOMBALL TX 77375 1 1 0 0 Executive Chairman Deferred Stock Units 2022-07-14 4 A 0 1000000 0 A Common Stock 1000000 1342453 D Restricted Stock Units 2022-07-14 4 A 0 365854 0 A Common Stock 365854 1708307 D Deferred Stock Units 2022-07-14 4 A 0 131579 0 A Common Stock 131579 1839886 D Deferred Stock Units 2022-07-14 4 A 0 34569 0 A Common Stock 34569 1874455 D These DSUs will vest in twenty percent installments over 5 years, with the first vesting date beginning on March 4, 2023, and subsequent vesting installments occurring on each anniversary thereafter, subject to the reporting person's continuous service to the issuer through each applicable vesting date. The RSU shares vest 50 percent in year 1, beginning on March 4, 2023, and 50 percent in year 2, or if a change in control of the issuer occurs prior to March 4, 2024 and the reporting person remains in continuous service to the issuer through the change of control date. These DSUs vest on the earlier of July 14, 2023, or the day prior to the next annual meeting of the issuer. These DSUs are vested at issuance. These RSUs do not expire. These DSUs do not expire. Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock. Each deferred stock unit (DSU) represents a right to receive one share of common stock. The issuance of the shares of common stock underlying the DSUs is deferred to the date the reporting person is no longer providing service to the issuer. Todd T. Mitchell, by power of attorney 2022-07-20