0001331717-22-000004.txt : 20220302 0001331717-22-000004.hdr.sgml : 20220302 20220302211145 ACCESSION NUMBER: 0001331717-22-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220228 FILED AS OF DATE: 20220302 DATE AS OF CHANGE: 20220302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bradley Peter CENTRAL INDEX KEY: 0001331717 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36245 FILM NUMBER: 22706467 MAIL ADDRESS: STREET 1: 777 E. WISCONSIN AVE. CITY: MILWAUKEE STATE: WI ZIP: 53202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RiceBran Technologies CENTRAL INDEX KEY: 0001063537 STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040] IRS NUMBER: 870673375 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 25420 KUYKENDAHL ROAD, SUITE B300 CITY: TOMBALL STATE: TX ZIP: 77375 BUSINESS PHONE: 2816752421 MAIL ADDRESS: STREET 1: 25420 KUYKENDAHL ROAD, SUITE B300 CITY: TOMBALL STATE: TX ZIP: 77375 FORMER COMPANY: FORMER CONFORMED NAME: NUTRACEA DATE OF NAME CHANGE: 20030930 FORMER COMPANY: FORMER CONFORMED NAME: NUTRASTAR INC DATE OF NAME CHANGE: 20011221 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC DATE OF NAME CHANGE: 20010418 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2022-02-28 0 0001063537 RiceBran Technologies RIBT 0001331717 Bradley Peter C/O RICEBRAN TECHNOLOGIES #20 25420 KUYKENDAHL ROAD, SUITE B300 TOMBALL TX 77375 1 1 0 0 Executive Chairman Common Stock 2022-02-28 4 A 0 78125 0 A 78125 D Deferred Stock Units 2022-02-28 4 A 0 14925 0 A Common Stock 14925 264328 D Each deferred stock unit (DSU) represents a contingent right to receive one share of common stock. These DSUs will vest immediately if the issuers shareholders approve an expansion of the shares available for issuance under the issuers 2014 Equity Incentive Plan prior to February 28, 2023 or if a change of control of the issuer occurs prior to February 28, 2023 and the reporting person remains in continuous service to the issuer through the change of control date. The issuance of the shares of common stock underlying the DSUs is deferred to the date the reporting person is no longer providing service to RiceBran Technologies. These DSUs do not expire. Common stock received upon 50% vesting of RSUs, which were awarded on 02/26/2021. Todd T. Mitchell, by power of attorney 2022-03-02