0001259061-19-000006.txt : 20190530
0001259061-19-000006.hdr.sgml : 20190530
20190530165234
ACCESSION NUMBER: 0001259061-19-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190528
FILED AS OF DATE: 20190530
DATE AS OF CHANGE: 20190530
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mitchell Todd T
CENTRAL INDEX KEY: 0001654942
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36245
FILM NUMBER: 19867230
MAIL ADDRESS:
STREET 1: 299 S. MAIN STREET
STREET 2: STE.2370
CITY: SALT LAKE CITY
STATE: UT
ZIP: 84111
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RiceBran Technologies
CENTRAL INDEX KEY: 0001063537
STANDARD INDUSTRIAL CLASSIFICATION: GRAIN MILL PRODUCTS [2040]
IRS NUMBER: 870673375
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
BUSINESS PHONE: 2816752421
MAIL ADDRESS:
STREET 1: 1330 LAKE ROBBINS DRIVE, SUITE 250
CITY: THE WOODLANDS
STATE: TX
ZIP: 77380
FORMER COMPANY:
FORMER CONFORMED NAME: NUTRACEA
DATE OF NAME CHANGE: 20030930
FORMER COMPANY:
FORMER CONFORMED NAME: NUTRASTAR INC
DATE OF NAME CHANGE: 20011221
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CONSUMER INTERNATIONAL INC
DATE OF NAME CHANGE: 20010418
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2019-05-28
0
0001063537
RiceBran Technologies
RIBT
0001654942
Mitchell Todd T
C/O RICEBRAN TECHNOLOGIES
330 LAKE ROBBINS DRIVE, SUITE 250
THE WOODLANDS
TX
77380
0
1
0
0
Executive Vice President
Common Stock Option, right to buy
2.9
2019-05-28
4
A
0
75000
0
A
2029-05-28
Common Stock
75000
75000
D
Restricted Stock Units
2019-05-28
4
A
0
125000
0
A
2024-05-28
Common Stock
125000
125000
D
The option vests and becomes exercisable as to 25% of the option shares on May 28, 2020. The remainder of the option shares vest and become exercisable in thirty-six equal monthly installments beginning June 28, 2020.
Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.
The RSU shares vest based upon a vesting price equal to the volume weighted average trading price of our common stock over sixty-five consecutive trading days. The RSU shares vest as to (i) 12,500 shares if the vesting price equals or exceeds $5.00 per share, (ii) 37,500 shares if the vesting price equals or exceeds $10.00 per share and (iii) 75,000 shares on the later of (a) May 28, 2020 and (b) the date the vesting price equals or exceeds $15.00 per share. The shares covered by the RSU would be issued following vesting as provided in the 2014 Equity Incentive Plan and the RSU agreement.
Todd T. Mitchell
2019-05-30