California
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0-32565
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87-0673375
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(State or other jurisdiction of incorporation)
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(Commission File Number)
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(IRS Employer Identification No.)
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1330 Lake Robbins Drive, Suite 250
The Woodlands, TX
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77380
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(Address of Principal Executive Offices)
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(Zip Code)
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☐ |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
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☐ |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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☐ |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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☐ |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Title of each class
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Trading Symbol(s)
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Name of each exchange on
which registered
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||
Common Stock
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RIBT
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NASDAQ Capital Market
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Item 5.02 |
Departure of Certain Directors or Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
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Item 5.07 |
Submission of Matters to a Vote of Security Holders.
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1.
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Election of six (6) members to the board of directors:
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Votes For
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Votes Withheld
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Broker Non-Votes
|
|
Brent R. Rystrom
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23,283,312
|
994,581
|
8,152,394
|
Brent Rosenthal
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22,618,941
|
1,658,952
|
8,152,394
|
Peter Bradley
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23,184,119
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1,093,774
|
8,152,394
|
Beth Bronner
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23,175,722
|
1,102,171
|
8,152,394
|
David I. Chemerow
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23,034,864
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1,243,029
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8,152,394
|
Ari Gendason
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23,057,911
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1,219,982
|
8,152,394
|
2.
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Approval of an amendment to RBT’s articles of incorporation to increase the authorized number of shares of common stock from 50,000,000 to
150,000,000:
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Votes For
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Votes Against
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Abstained
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Broker Non-Votes
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25,271,831
|
7,100,461
|
57,995
|
0
|
3.
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Approval of amended and restated 2014 Equity Incentive Plan:
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Votes For
|
Votes Against
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Abstained
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Broker Non-Votes
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18,731,594
|
5,238,794
|
307,505
|
8,152,394
|
4.
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Approval, on a nonbinding advisory basis, of the compensation of RBT’s named executive officers:
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Votes For
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Votes Against
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Abstained
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Broker Non-Votes
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21,914,785
|
1,829,863
|
533,245
|
8,152,394
|
5.
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Ratification of appointment of RSM US LLP as RBT’s independent registered public accounting firm for the year ending December 31, 2020:
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Votes For
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Votes Against
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Abstained
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Broker Non-Votes
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32,158,358
|
129,864
|
142,065
|
0
|
RICEBRAN TECHNOLOGIES
|
||
Date: June 23, 2020
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By:
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/s/ Todd T. Mitchell
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Todd T. Mitchell
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||
Chief Financial Officer
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||
(Duly Authorized Officer)
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