0001652362-20-000124.txt : 20200821
0001652362-20-000124.hdr.sgml : 20200821
20200821163737
ACCESSION NUMBER: 0001652362-20-000124
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200820
FILED AS OF DATE: 20200821
DATE AS OF CHANGE: 20200821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MOERBEEK PETER J
CENTRAL INDEX KEY: 0001063315
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37796
FILM NUMBER: 201123854
MAIL ADDRESS:
STREET 1: 225 N BARRANCA AVE STE 200
CITY: WEST COVINA
STATE: CA
ZIP: 91791-1605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Infrastructure & Energy Alternatives, Inc.
CENTRAL INDEX KEY: 0001652362
STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770]
IRS NUMBER: 474787177
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
BUSINESS PHONE: (765) 828-2580
MAIL ADDRESS:
STREET 1: 6325 DIGITAL WAY
STREET 2: SUITE 460
CITY: INDIANAPOLIS
STATE: IN
ZIP: 46278
FORMER COMPANY:
FORMER CONFORMED NAME: M III Acquisition Corp.
DATE OF NAME CHANGE: 20150902
4
1
wf-form4_159804224458820.xml
FORM 4
X0306
4
2020-08-20
0
0001652362
Infrastructure & Energy Alternatives, Inc.
IEA
0001063315
MOERBEEK PETER J
C/O INFRASTRUCTURE AND ENERGY ALT., INC.
6235 DIGITAL WAY, SUITE 460
INDIANAPOLIS
IN
46278
0
1
0
0
Chief Financial Officer
Common Stock, par value $0.0001 per share
2020-08-20
4
A
0
71429
0
A
76429
D
Represents restricted stock units "RSUs" which will vest in three equal annual installments beginning on the first anniversary of March 26, 2020.
In addition to the RSUs described in footnote 1, the Company also granted 107,143 performance-based RSUs that become subject to vesting based upon the Company's actual Adjusted EBITDA for 2020 relative to an Adjusted EBITDA goal. If a minimum Adjusted EBITDA target is not met, no RSUs will become subject to vesting. If the vesting thresholds are met, and depending upon the threshold, a minimum of 40%, and a maximum of 160%, of the RSUs subject to the award will become subject to vesting. After the number of RSUs that may become subject to vesting is determined, such number of RSUs will vest in three annual installments beginning on the first anniversary of March 26, 2020. These restricted stock units will not be included in the total of column 5 until vesting.
Represents 5,000 shares of Common Stock and 71,429 restricted stock units that are subject to forfeiture and vesting.
Peter J. Moerbeek
2020-08-21