0001758058-18-000001.txt : 20181105 0001758058-18-000001.hdr.sgml : 20181105 20181105120939 ACCESSION NUMBER: 0001758058-18-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181101 FILED AS OF DATE: 20181105 DATE AS OF CHANGE: 20181105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Flaum Asher Justin CENTRAL INDEX KEY: 0001447914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24455 FILM NUMBER: 181159348 MAIL ADDRESS: STREET 1: 49 SUNRISE PARK CITY: PITTSFORD STATE: NY ZIP: 14534 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CurAegis Technologies, Inc. CENTRAL INDEX KEY: 0001063197 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 161509512 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 BUSINESS PHONE: 585-254-1100 MAIL ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 FORMER COMPANY: FORMER CONFORMED NAME: TORVEC INC DATE OF NAME CHANGE: 19980610 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2018-11-01 0 0001063197 CurAegis Technologies, Inc. CRGS 0001447914 Flaum Asher Justin 1999 MT. READ BLVD., BUILDING #3 ROCHESTER NY 14615 1 0 0 0 Warrant 0.44 2018-11-01 4 J 0 400000 0.44 D 2020-10-14 Common Stock 400000 0 I See Footnote 2 Warrant 0.44 2018-11-01 4 J 0 400000 0.44 A 2025-10-14 Common Stock 400000 400000 I See Footnote 2 The reported transactions involve an amendment solely to extend the term of an outstanding warrant, which may be deemed to be a cancellation of the outstanding warrant and the grant of a replacement warrant. The outstanding warrant had an issue date of October 15, 2010, and has been fully exercisable since its issuance. Owned by To the Point Consulting, LLC, a limited liability company of which the Reporting Person is a member. Kathleen A. Browne, POA for Asher Flaum 2018-11-05