0001274877-17-000007.txt : 20171108 0001274877-17-000007.hdr.sgml : 20171108 20171108135406 ACCESSION NUMBER: 0001274877-17-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Richard A CENTRAL INDEX KEY: 0001502765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24455 FILM NUMBER: 171186045 MAIL ADDRESS: STREET 1: 1999 MT. REED BLVD CITY: ROCHESTER STATE: NY ZIP: 14615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CurAegis Technologies, Inc. CENTRAL INDEX KEY: 0001063197 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 161509512 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 BUSINESS PHONE: 585-254-1100 MAIL ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 FORMER COMPANY: FORMER CONFORMED NAME: TORVEC INC DATE OF NAME CHANGE: 19980610 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-11-07 0 0001063197 CurAegis Technologies, Inc. CRGS 0001502765 Kaplan Richard A 112 HEATHERSTONE LANE ROCHESTER NY 14618 1 1 0 0 CEO Common Stock Purchase Warrant 0.5 2017-11-07 4 A 0 25000 A 2017-11-07 2027-11-07 Common Stock 25000 25000 D Convertible Promissory Note 0.5 2017-11-07 4 A 0 125000 125000 A 2017-11-07 2022-11-07 Common Stock 250000 125000 D Reporting Person acquired Issuer's Common Stock Purchase Warrant as part of the Reporting Person's purchase of the Issuer's Convertible Promissory Note reported below for no additional consideration. Kathleen A. Browne, POA for Richard A. Kaplan 2017-11-08