0001274877-16-000009.txt : 20161220 0001274877-16-000009.hdr.sgml : 20161220 20161220113406 ACCESSION NUMBER: 0001274877-16-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CurAegis Technologies, Inc. CENTRAL INDEX KEY: 0001063197 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 161509512 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 BUSINESS PHONE: 585-254-1100 MAIL ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 FORMER COMPANY: FORMER CONFORMED NAME: TORVEC INC DATE OF NAME CHANGE: 19980610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaplan Richard A CENTRAL INDEX KEY: 0001502765 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24455 FILM NUMBER: 162060719 MAIL ADDRESS: STREET 1: 1999 MT. REED BLVD CITY: ROCHESTER STATE: NY ZIP: 14615 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-16 0 0001063197 CurAegis Technologies, Inc. CRGS 0001502765 Kaplan Richard A 112 HEATHERSTONE LANE ROCHESTER NY 14618 1 1 0 0 CEO Common Stock Purchase Warrant 0.25 2016-12-16 4 A 0 57000 0.25 A 2016-12-16 2026-12-16 Common Stock 57000 57000 D Convertible Promissory Note 0.25 2016-12-16 4 A 0 142500 0.25 A 2016-12-16 2021-12-16 Common Stock 142500 142500 D Kathleen A. Browne, POA for Richard A. Kaplan 2016-12-20