0001274877-16-000008.txt : 20161208
0001274877-16-000008.hdr.sgml : 20161208
20161208154528
ACCESSION NUMBER: 0001274877-16-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161206
FILED AS OF DATE: 20161208
DATE AS OF CHANGE: 20161208
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CurAegis Technologies, Inc.
CENTRAL INDEX KEY: 0001063197
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 161509512
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1999 MT. READ BLVD.
STREET 2: BUILDING #3
CITY: ROCHESTER
STATE: NY
ZIP: 14615
BUSINESS PHONE: 585-254-1100
MAIL ADDRESS:
STREET 1: 1999 MT. READ BLVD.
STREET 2: BUILDING #3
CITY: ROCHESTER
STATE: NY
ZIP: 14615
FORMER COMPANY:
FORMER CONFORMED NAME: TORVEC INC
DATE OF NAME CHANGE: 19980610
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SICONOLFI GARY A
CENTRAL INDEX KEY: 0001200501
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-24455
FILM NUMBER: 162041382
MAIL ADDRESS:
STREET 1: 11 POND VIEW DRIVE
CITY: PITTSFORD
STATE: NY
ZIP: 14534
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-06
0
0001063197
CurAegis Technologies, Inc.
CRGS
0001200501
SICONOLFI GARY A
1999 MT. READ BLVD., BUILDING #3
ROCHESTER
NY
14615
1
0
0
0
Common Stock
2016-12-06
4
C
0
250000
A
863333
D
Series C Voting Convertible Preferred Stock
2016-12-06
4
C
0
250000
D
2011-09-23
2021-09-23
Common Stock
250000
0
D
Common Stock Purchase Warrant
0.25
2016-12-07
4
A
0
24000
0.25
A
2016-12-07
2026-12-07
Common Stock
24000
24000
D
Convertible Promissory Note
0.25
2016-12-07
4
A
0
60000
0.25
A
2016-12-07
2021-12-07
Common Stock
60000
60000
D
The reporting person converted 250,000 shares of Series C Voting Convertible Preferred Stock, par value $.01 per share, into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, resulting in his acquisition of 250,000 shares of Common Stock of the Company.
The reported securities are included within 250,000 Investment Units purchased by the reporting person on 09/23/2011. Each Investment Unit consists of one (1) share of the Company's Series C Voting Convertible Preferred Stock, par value $.01 per share, initially convertible into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, and a warrant to purchase one-tenth (1/10) of a share of Common Stock exercisable immediately for ten years at an initial exercise price equal to the greater of (i) $.01, or (ii) 80% of the volume weighted average sales price per share of the Company's Common Stock during the ten consecutive trading days immediately preceding the notice of exercise.
Kathleen A. Browne, POA for Gary A. Siconolfi
2016-12-07