0001274877-16-000008.txt : 20161208 0001274877-16-000008.hdr.sgml : 20161208 20161208154528 ACCESSION NUMBER: 0001274877-16-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161206 FILED AS OF DATE: 20161208 DATE AS OF CHANGE: 20161208 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CurAegis Technologies, Inc. CENTRAL INDEX KEY: 0001063197 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 161509512 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 BUSINESS PHONE: 585-254-1100 MAIL ADDRESS: STREET 1: 1999 MT. READ BLVD. STREET 2: BUILDING #3 CITY: ROCHESTER STATE: NY ZIP: 14615 FORMER COMPANY: FORMER CONFORMED NAME: TORVEC INC DATE OF NAME CHANGE: 19980610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SICONOLFI GARY A CENTRAL INDEX KEY: 0001200501 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24455 FILM NUMBER: 162041382 MAIL ADDRESS: STREET 1: 11 POND VIEW DRIVE CITY: PITTSFORD STATE: NY ZIP: 14534 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-06 0 0001063197 CurAegis Technologies, Inc. CRGS 0001200501 SICONOLFI GARY A 1999 MT. READ BLVD., BUILDING #3 ROCHESTER NY 14615 1 0 0 0 Common Stock 2016-12-06 4 C 0 250000 A 863333 D Series C Voting Convertible Preferred Stock 2016-12-06 4 C 0 250000 D 2011-09-23 2021-09-23 Common Stock 250000 0 D Common Stock Purchase Warrant 0.25 2016-12-07 4 A 0 24000 0.25 A 2016-12-07 2026-12-07 Common Stock 24000 24000 D Convertible Promissory Note 0.25 2016-12-07 4 A 0 60000 0.25 A 2016-12-07 2021-12-07 Common Stock 60000 60000 D The reporting person converted 250,000 shares of Series C Voting Convertible Preferred Stock, par value $.01 per share, into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, resulting in his acquisition of 250,000 shares of Common Stock of the Company. The reported securities are included within 250,000 Investment Units purchased by the reporting person on 09/23/2011. Each Investment Unit consists of one (1) share of the Company's Series C Voting Convertible Preferred Stock, par value $.01 per share, initially convertible into an equivalent number of shares of Common Stock of the Company, par value $.01 per share, and a warrant to purchase one-tenth (1/10) of a share of Common Stock exercisable immediately for ten years at an initial exercise price equal to the greater of (i) $.01, or (ii) 80% of the volume weighted average sales price per share of the Company's Common Stock during the ten consecutive trading days immediately preceding the notice of exercise. Kathleen A. Browne, POA for Gary A. Siconolfi 2016-12-07