0001655099-16-000046.txt : 20161206 0001655099-16-000046.hdr.sgml : 20161206 20161206172029 ACCESSION NUMBER: 0001655099-16-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD HIGH INCOME FUND INC. CENTRAL INDEX KEY: 0001062978 IRS NUMBER: 522108996 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS HIGH YIELD FUND DATE OF NAME CHANGE: 20090909 FORMER COMPANY: FORMER CONFORMED NAME: 40 86 STRATEGIC INCOME FUND DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: CONSECO STRATEGIC INCOME FUND DATE OF NAME CHANGE: 19980601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Erikson Dana CENTRAL INDEX KEY: 0001343866 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08795 FILM NUMBER: 162037063 MAIL ADDRESS: STREET 1: HYPERION BROOKFIELD ASSET MGMT., INC. STREET 2: 3 WFC, 200 VESEY STREET, 10TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1010 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0 0001062978 BROOKFIELD HIGH INCOME FUND INC. HHY 0001343866 Erikson Dana C/O BROOKFIELD INVESTMENT MGMT., INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 0 0 0 1 Adviser's Portfolio Manager Common Stock 2016-12-05 4 D 0 21503.91 D 0 D Disposed of pursuant to an agreement and plan of reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE:RA] in exchange for 6,905 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. /s/Waheed Olowa, on behalf of Dana Erikson 2016-12-06