0001655099-16-000042.txt : 20161206 0001655099-16-000042.hdr.sgml : 20161206 20161206165300 ACCESSION NUMBER: 0001655099-16-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD HIGH INCOME FUND INC. CENTRAL INDEX KEY: 0001062978 IRS NUMBER: 522108996 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS HIGH YIELD FUND DATE OF NAME CHANGE: 20090909 FORMER COMPANY: FORMER CONFORMED NAME: 40 86 STRATEGIC INCOME FUND DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: CONSECO STRATEGIC INCOME FUND DATE OF NAME CHANGE: 19980601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCFARLAND STUART A CENTRAL INDEX KEY: 0001249307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08795 FILM NUMBER: 162036808 MAIL ADDRESS: STREET 1: C/O FORTRESS INVESTMENT GROUP STREET 2: 1345 AVE OF THE AMERICAS 46TH FL CITY: NEW YORK STATE: NY ZIP: 10105 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0 0001062978 BROOKFIELD HIGH INCOME FUND INC. HHY 0001249307 MCFARLAND STUART A C/O BROOKFIELD INVESTMENT MGMT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 1 0 0 0 Common Stock 2016-12-05 4 D 0 6346 D 0 D Disposed of pursuant to an agreement and plan reorganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,037 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. /s/Waheed Olowa, on behalf of Stuart A. McFarland 2016-12-06