0001655099-16-000033.txt : 20161206 0001655099-16-000033.hdr.sgml : 20161206 20161206154425 ACCESSION NUMBER: 0001655099-16-000033 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161205 FILED AS OF DATE: 20161206 DATE AS OF CHANGE: 20161206 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BROOKFIELD HIGH INCOME FUND INC. CENTRAL INDEX KEY: 0001062978 IRS NUMBER: 522108996 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 BUSINESS PHONE: 2125498400 MAIL ADDRESS: STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL CITY: NEW YORK STATE: NY ZIP: 10281-1023 FORMER COMPANY: FORMER CONFORMED NAME: HELIOS HIGH YIELD FUND DATE OF NAME CHANGE: 20090909 FORMER COMPANY: FORMER CONFORMED NAME: 40 86 STRATEGIC INCOME FUND DATE OF NAME CHANGE: 20031003 FORMER COMPANY: FORMER CONFORMED NAME: CONSECO STRATEGIC INCOME FUND DATE OF NAME CHANGE: 19980601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Salvatore Louis P CENTRAL INDEX KEY: 0001294561 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08795 FILM NUMBER: 162036272 MAIL ADDRESS: STREET 1: 7 SYLVAN WAY CITY: PARSIPPANY STATE: NJ ZIP: 07054 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-12-05 0 0001062978 BROOKFIELD HIGH INCOME FUND INC. HHY 0001294561 Salvatore Louis P C/O BROOKFIELD INVESTMENT MGMT INC. BROOKFIELD PLACE, 250 VESEY ST., 15TH FL NEW YORK NY 10281-1023 1 0 0 0 Common Stock 2016-12-05 4 D 0 8320 D 0 D Prior ro the transacton reported in this Form 4, the Reporting Person owned 8,320 shares of common stock of the Issuer. The Reporting Person acquired 6,320 of such shares of common stock the issuer on August 14, 2014 at a market value of $10.4102 in connection with the reorganization of Helios Advantage Income Fund Inc. ["HAV"], Helios High Income Fund Inc. ["HIH"], Helios Multi-Sector High Income Fund Inc. ["HMH"] and Helios Strategic Income Fund Inc. ["HSA"] into the Issuer (the "HHY Merger") in exchange for 2,000 shares of HAV common stock haveing a net asset value of $9.3222 per share at the effective time of the HHY Merger, 2,000 shares of HIH common stock having a net asset value of $8.9021 per share at the effective time of the HHY Merger, 2,400 shares of HMH common stock having a net asset value of $6.3791 per share at the effective time of the HHY Merger and 2,000 shares of HSA common stock having a net asset value of $7.0296 per share at the effective time of the HHY Merger. Disposed of pursuant to an agreement and plan of reprganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,671 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization. /s/Waheed Olowa, on behalf of Louis P. Salvatore 2016-12-06