0001655099-16-000033.txt : 20161206
0001655099-16-000033.hdr.sgml : 20161206
20161206154425
ACCESSION NUMBER: 0001655099-16-000033
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161205
FILED AS OF DATE: 20161206
DATE AS OF CHANGE: 20161206
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKFIELD HIGH INCOME FUND INC.
CENTRAL INDEX KEY: 0001062978
IRS NUMBER: 522108996
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
BUSINESS PHONE: 2125498400
MAIL ADDRESS:
STREET 1: C/O BROOKFIELD INVESTMENT MANAGEMENT INC
STREET 2: BROOKFIELD PLACE, 250 VESEY ST., 15TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10281-1023
FORMER COMPANY:
FORMER CONFORMED NAME: HELIOS HIGH YIELD FUND
DATE OF NAME CHANGE: 20090909
FORMER COMPANY:
FORMER CONFORMED NAME: 40 86 STRATEGIC INCOME FUND
DATE OF NAME CHANGE: 20031003
FORMER COMPANY:
FORMER CONFORMED NAME: CONSECO STRATEGIC INCOME FUND
DATE OF NAME CHANGE: 19980601
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Salvatore Louis P
CENTRAL INDEX KEY: 0001294561
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08795
FILM NUMBER: 162036272
MAIL ADDRESS:
STREET 1: 7 SYLVAN WAY
CITY: PARSIPPANY
STATE: NJ
ZIP: 07054
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-12-05
0
0001062978
BROOKFIELD HIGH INCOME FUND INC.
HHY
0001294561
Salvatore Louis P
C/O BROOKFIELD INVESTMENT MGMT INC.
BROOKFIELD PLACE, 250 VESEY ST., 15TH FL
NEW YORK
NY
10281-1023
1
0
0
0
Common Stock
2016-12-05
4
D
0
8320
D
0
D
Prior ro the transacton reported in this Form 4, the Reporting Person owned 8,320 shares of common stock of the Issuer. The Reporting Person acquired 6,320 of such shares of common stock the issuer on August 14, 2014 at a market value of $10.4102 in connection with the reorganization of Helios Advantage Income Fund Inc. ["HAV"], Helios High Income Fund Inc. ["HIH"], Helios Multi-Sector High Income Fund Inc. ["HMH"] and Helios Strategic Income Fund Inc. ["HSA"] into the Issuer (the "HHY Merger") in exchange for 2,000 shares of HAV common stock haveing a net asset value of $9.3222 per share at the effective time of the HHY Merger, 2,000 shares of HIH common stock having a net asset value of $8.9021 per share at the effective time of the HHY Merger, 2,400 shares of HMH common stock having a net asset value of $6.3791 per share at the effective time of the HHY Merger and 2,000 shares of HSA common stock having a net asset value of $7.0296 per share at the effective time of the HHY Merger.
Disposed of pursuant to an agreement and plan of reprganization between issuer and Brookfield Real Assets Income Fund Inc. [NYSE: RA] in exchange for 2,671 shares of RA common stock having a net asset value of $25.00 per share on the effective date of the reorganization.
/s/Waheed Olowa, on behalf of Louis P. Salvatore
2016-12-06