0001209191-14-071632.txt : 20141126
0001209191-14-071632.hdr.sgml : 20141126
20141126191947
ACCESSION NUMBER: 0001209191-14-071632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141126
FILED AS OF DATE: 20141126
DATE AS OF CHANGE: 20141126
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE
CENTRAL INDEX KEY: 0001062822
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760474169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 2818633000
MAIL ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON GENETICS INC/TX
DATE OF NAME CHANGE: 20000126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC
CENTRAL INDEX KEY: 0001340096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254764
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Advisors, L.L.C.
CENTRAL INDEX KEY: 0001404553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254765
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International Management S.A.
CENTRAL INDEX KEY: 0001522131
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254769
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus, L.P.
CENTRAL INDEX KEY: 0001404570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254771
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minne Pascal
CENTRAL INDEX KEY: 0001460839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254772
MAIL ADDRESS:
STREET 1: PLACE STE. GUDULE, 19
CITY: BRUXELLES
STATE: C9
ZIP: B-1000
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities, L.P.
CENTRAL INDEX KEY: 0001340097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254770
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-317-7520
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Invus Public Equities, LP
DATE OF NAME CHANGE: 20050928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend
CENTRAL INDEX KEY: 0001460840
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254766
BUSINESS ADDRESS:
STREET 1: DE BOELELAAN 7
CITY: AMSTERDAM
STATE: P7
ZIP: NL-1083 HJ
BUSINESS PHONE: 352-224-2591
MAIL ADDRESS:
STREET 1: DE BOELELAAN 7
CITY: AMSTERDAM
STATE: P7
ZIP: NL-1083 HJ
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International S.C.A.
CENTRAL INDEX KEY: 0001218180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254773
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA
DATE OF NAME CHANGE: 20110531
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA
DATE OF NAME CHANGE: 20030210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westend S.A.
CENTRAL INDEX KEY: 0001283968
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254767
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: 3522242591
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER NAME:
FORMER CONFORMED NAME: WESTEND S.A.
DATE OF NAME CHANGE: 20120816
FORMER NAME:
FORMER CONFORMED NAME: WESTEND SA
DATE OF NAME CHANGE: 20040317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 141254768
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER NAME:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-11-26
0
0001062822
LEXICON PHARMACEUTICALS, INC./DE
LXRX
0001218180
Artal International S.C.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001460839
Minne Pascal
PLACE STE. GUDULE, 19
BRUXELLES
C9
B-1000
BELGIUM
1
0
1
0
0001404570
Invus, L.P.
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON HM II
D0
BERMUDA
1
0
1
0
0001340097
Invus Public Equities, L.P.
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON HM II
D0
BERMUDA
1
0
1
0
0001522131
Artal International Management S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001053906
Artal Group S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001283968
Westend S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001460840
Stichting Administratiekantoor Westend
DE BOELELAAN 7,
AMSTERDAM
P7
NL-1083 HJ
NETHERLANDS
1
0
1
0
0001404553
Invus Advisors, L.L.C.
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001340096
Invus Public Equities Advisors, LLC
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
0
1
0
Common Stock
2014-11-26
4
P
0
149253731
1.005
A
149253731
I
See Footnotes
Common Stock
247818843
I
See Footnotes
Common Stock
5553292
I
See Footnotes
These securities are directly held by Artal International S.C.A.
These securities are directly held by Invus, L.P.
These securities are directly held by Invus Public Equities, L.P.
Invus Advisors, L.L.C. is the general partner of Invus, L.P., and Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P. Artal International S.C.A. is the managing member of each of Invus Advisors, L.L.C. and Invus Public Equities Advisors, LLC. The managing partner of Artal International S.C.A. is Artal International Management S.A., both of which are wholly owned subsidiaries of Artal Group S.A., which is a wholly owned subsidiary of Westend S.A., which is a wholly owned subsidiary of Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting.
Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or for any other purpose.
Invus C.V. directly holds 29,782,609 shares of Issuer common stock. None of the Reporting Persons listed in Footnote 4 hereof have any beneficial or pecuniary interest for purposes of Section 16 of the Exchange Act in the shares of Issuer common stock directly held by Invus C.V.
For purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of Invus, L.P.'s right to designate certain members of the Issuer's board of directors pursuant to a stockholders' agreement between the Issuer and Invus, L.P.
ARTAL INTERNATIONAL S.C.A., By: ARTAL INTERNATIONAL MANAGEMENT S.A., its managing partner, By: /s/ Anne Goffard, Name: Anne Goffard, Title: Managing Director
2014-11-26
INVUS, L.P., By: INVUS ADVISORS, L.L.C., its general partner, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2014-11-26
INVUS PUBLIC EQUITIES, L.P., By: INVUS PUBLIC EQUITIES ADVISORS, LLC., its general partner, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2014-11-26
INVUS ADVISORS, L.L.C., By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2014-11-26
INVUS PUBLIC EQUITIES ADVISORS, LLC, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2014-11-26
ARTAL INTERNATIONAL MANAGEMENT S.A., By: /s/ Anne Goffard, Name: Anne Goffard, Title: Managing Director
2014-11-26
ARTAL GROUP S.A., By: /s/ Anne Goffard, Name: Anne Goffard, Title: Authorized Person
2014-11-26
WESTEND S.A., By: /s/ Pascal Minne, Name: Pascal Minne, Title: Director
2014-11-26
STICHTING ADMINISTRATIEKANTOOR WESTEND, By: /s/ Pascal Minne, Name: Pascal Minne, Title: Sole Member of the Board
2014-11-26
PASCAL MINNE, /s/ Pascal Minne
2014-11-26