0001181431-12-055549.txt : 20121025
0001181431-12-055549.hdr.sgml : 20121025
20121025172103
ACCESSION NUMBER: 0001181431-12-055549
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121023
FILED AS OF DATE: 20121025
DATE AS OF CHANGE: 20121025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Minne Pascal
CENTRAL INDEX KEY: 0001460839
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162310
MAIL ADDRESS:
STREET 1: PLACE STE. GUDULE, 19
CITY: BRUXELLES
STATE: C9
ZIP: B-1000
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE
CENTRAL INDEX KEY: 0001062822
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760474169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 2818633000
MAIL ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON GENETICS INC/TX
DATE OF NAME CHANGE: 20000126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162313
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International S.C.A.
CENTRAL INDEX KEY: 0001218180
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162319
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA
DATE OF NAME CHANGE: 20110531
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA
DATE OF NAME CHANGE: 20030210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: WESTEND S.A.
CENTRAL INDEX KEY: 0001283968
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162312
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: 3522242591
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: WESTEND SA
DATE OF NAME CHANGE: 20040317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC
CENTRAL INDEX KEY: 0001340096
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162315
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities, L.P.
CENTRAL INDEX KEY: 0001340097
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162316
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-317-7520
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Invus Public Equities, LP
DATE OF NAME CHANGE: 20050928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Advisors, L.L.C.
CENTRAL INDEX KEY: 0001404553
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162317
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus, L.P.
CENTRAL INDEX KEY: 0001404570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162318
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend
CENTRAL INDEX KEY: 0001460840
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162311
BUSINESS ADDRESS:
STREET 1: IJSSELBURCHT 3
CITY: ARNHEM
STATE: P7
ZIP: 6825BS
BUSINESS PHONE: 31 26 365 35 23
MAIL ADDRESS:
STREET 1: IJSSELBURCHT 3
CITY: ARNHEM
STATE: P7
ZIP: 6825BS
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International Management S.A.
CENTRAL INDEX KEY: 0001522131
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 121162314
BUSINESS ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: 10-12 AVENUE PASTEUR
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2310
4
1
rrd358535.xml
FORM 4
X0306
4
2012-10-23
0
0001062822
LEXICON PHARMACEUTICALS, INC./DE
LXRX
0001218180
Artal International S.C.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001404570
Invus, L.P.
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON HM II
D0
BERMUDA
1
0
1
0
0001404553
Invus Advisors, L.L.C.
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001340097
Invus Public Equities, L.P.
CLARENDON HOUSE, 2 CHURCH STREET
HAMILTON HM II
D0
BERMUDA
1
0
1
0
0001340096
Invus Public Equities Advisors, LLC
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
1
0
1
0
0001522131
Artal International Management S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001053906
Artal Group S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001283968
WESTEND S.A.
10-12 AVENUE PASTEUR
LUXEMBOURG
N4
L-2310
LUXEMBOURG
1
0
1
0
0001460840
Stichting Administratiekantoor Westend
DE BOELELAAN 7,
AMSTERDAM
P7
NL-1083 HJ
NETHERLANDS
1
0
1
0
0001460839
Minne Pascal
PLACE STE. GUDULE, 19
BRUXELLES
C9
B-1000
BELGIUM
1
0
1
0
Common Stock
2012-10-23
4
P
0
3000000
2.25
A
283154744
I
See Footnote
On October 23, 2012, Invus, L.P. agreed to purchase 3,000,000 shares of Issuer common stock from the underwriters in a public offering of Issuer common stock. The purchase closed on October 23, 2012.
247,818,843 of the reported shares of Issuer common stock are owned directly by Invus, L.P., 29,782,609 of the reported shares of Issuer common stock are owned directly by Invus C.V. and 5,553,292 of the reported shares of Issuer common stock are owned directly by Invus Public Equities, L.P. Invus Advisors, L.L.C. is the general partner of Invus, L.P., and Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P. Artal International S.C.A. is the managing member of each of Invus Advisors, L.L.C. and Invus Public Equities Advisors, LLC. Artal International Management S.A. is the managing partner of Artal International S.C.A., which is a wholly owned subsidiary of Artal Group S.A., which is a wholly owned subsidiary of Westend S.A., which is a wholly owned subsidiary of Stichting Administratiekantoor Westend (the "Stichting"). (Continued in footnote 3)
Mr. Pascal Minne is the sole member of the board of the Stichting. Ulys, L.L.C. is the general partner of Invus C.V., and Mr. Raymond Debbane is the sole member of Ulys, L.L.C. Accordingly, each of the Reporting Persons may be deemed to be beneficial owners of some or all of the reported securities. Each of the Reporting Persons disclaims beneficial ownership of such securities, except to the extent of its or his pecuniary interest therein.
Form 4 (1 of 2).
This Form 4 relates to the Form 4 filed on the date hereof by Invus C.V., Ulys, L.L.C. and Mr. Debbane with respect to the 3,000,000 shares of Issuer common stock purchased by Invus, L.P. Such Reporting Persons, together with Artal International S.C.A., Invus, L.P., Invus Public Equities, L.P., Invus Advisors, L.L.C., Invus Public Equities Advisors, LLC, Artal International Management S.A., Artal Group S.A., Westend S.A., Stichting Administratiekantoor Westend and Mr. Minne, are joint filers with respect to such transaction.
For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of Invus, L.P.'s right to designate certain members of the Issuer's board of directors pursuant to a stockholders' agreement between the Issuer and Invus, L.P.
ARTAL INTERNATIONAL S.C.A., By: ARTAL INTERNATIONAL MANAGEMENT S.A, its managing partner, By: /s/ Anne Goffard, Name: Anne Goffard, Title: Managing Director
2012-10-25
INVUS, L.P., By: INVUS ADVISORS, L.L.C., its general partner, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2012-10-25
INVUS PUBLIC EQUITIES, L.P., By: INVUS PUBLIC EQUITIES ADVISORS, LLC, its general partner, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2012-10-25
INVUS ADVISORS, L.L.C., By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2012-10-25
INVUS PUBLIC EQUITIES ADVISORS, LLC, By: /s/ Raymond Debbane, Name: Raymond Debbane, Title: President
2012-10-25
ARTAL INTERNATIONAL MANAGEMENT S.A., By: /s/ Anne Goffard, Name: Anne Goffard, Title: Managing Director
2012-10-25
ARTAL GROUP S.A., By: /s/ Anne Goffard, Name: Anne Goffard, Title: Authorized Person
2012-10-25
WESTEND S.A., By: /s/ Pascal Minne, Name: Pascal Minne, Title: Director
2012-10-25
STICHTING ADMINISTRATIEKANTOOR WESTEND, By: /s/ Pascal Minne, Name: Pascal Minne, Title: Sole Member of the Board
2012-10-25
PASCAL MINNE, /s/ Pascal Minne
2012-10-25