0001127602-21-027817.txt : 20211029 0001127602-21-027817.hdr.sgml : 20211029 20211029161805 ACCESSION NUMBER: 0001127602-21-027817 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211028 FILED AS OF DATE: 20211029 DATE AS OF CHANGE: 20211029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Seth Kiernan CENTRAL INDEX KEY: 0001890439 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 211363459 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: 11TH FLOOR CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2021-10-28 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001890439 Seth Kiernan 2445 TECHNOLOGY FOREST BLVD. 11TH FLOOR THE WOODLANDS TX 77381 1 VP, Chief Commercial Officer Stock Option (Right to Buy) 6.23 2025-02-05 Common Stock 1041 D Stock Option (Right to Buy) 8.20 2026-02-11 Common Stock 3483 D Stock Option (Right to Buy) 14.44 2027-02-09 Common Stock 13500 D Stock Option (Right to Buy) 9.79 2028-02-08 Common Stock 21220 D Stock Option (Right to Buy) 5.16 2029-02-07 Common Stock 45040 D Restricted Stock Units Common Stock 10007 D Stock Option (Right to Buy) 3.31 2030-02-06 Common Stock 66750 D Restricted Stock Units Common Stock 29667 D Stock Option (Right to Buy) 8.38 2031-02-11 Common Stock 23800 D Restricted Stock Units Common Stock 15860 D Stock Option (Right to Buy) 9.73 2024-11-13 Common Stock 10714 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/9/2018) and vests 1/48th per month for each month of service thereafter Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (11/13/2015) and vests 1/48th per month for each month of service thereafter. /s/ Kiernan Seth, Ph.D. 2021-10-29