0001127602-21-026256.txt : 20211001 0001127602-21-026256.hdr.sgml : 20211001 20211001160539 ACCESSION NUMBER: 0001127602-21-026256 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211001 FILED AS OF DATE: 20211001 DATE AS OF CHANGE: 20211001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kassler-Taub Kenneth B. CENTRAL INDEX KEY: 0001885219 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 211298903 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: 11TH FLOOR CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2021-10-01 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001885219 Kassler-Taub Kenneth B. 2445 TECHNOLOGY FOREST BLVD. 11TH FLOOR THE WOODLANDS TX 77381 1 SVP, Regulatory & QA Common Stock 62470 D Stock Option (Right to Buy) 6.23 2025-02-05 Common Stock 32199 D Stock Option (Right to Buy) 8.20 2026-02-11 Common Stock 24990 D Stock Option (Right to Buy) 14.44 2027-02-09 Common Stock 15300 D Stock Option (Right to Buy) 9.79 2028-02-08 Common Stock 23720 D Stock Option (Right to Buy) 5.16 2029-02-07 Common Stock 50830 D Restricted Stock Units Common Stock 11297 D Stock Option (Right to Buy) 3.31 2030-02-06 Common Stock 82090 D Restricted Stock Units Common Stock 36487 D Stock Option (Right to Buy) 8.38 2031-02-11 Common Stock 31890 D Restricted Stock Units Common Stock 21260 D Stock Option (Right to Buy) 10.01 2024-10-30 Common Stock 17142 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/9/2018) and vests 1/48th per month for each month of service thereafter Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (10/30/2015) and vests 1/48th per month for each month of service thereafter. /s/ Kenneth B. Kassler-Taub, M.D. 2021-10-01