0001127602-21-025884.txt : 20210927 0001127602-21-025884.hdr.sgml : 20210927 20210927160642 ACCESSION NUMBER: 0001127602-21-025884 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210925 FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210927 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alexander Kristen CENTRAL INDEX KEY: 0001878867 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 211281778 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: 11TH FLOOR CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 2445 TECHNOLOGY FOREST BLVD. STREET 2: SUITE 1100 CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2021-09-25 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001878867 Alexander Kristen 2445 TECHNOLOGY FOREST BLVD. 11TH FLOOR THE WOODLANDS TX 77381 1 VP, Finance and Accounting Common Stock 9000 D Stock Option (Right to Buy) 16.40 2027-06-12 Common Stock 9184 D Stock Option (Right to Buy) 9.79 2028-02-08 Common Stock 4000 D Stock Option (Right to Buy) 5.16 2029-02-07 Common Stock 4800 D Restricted Stock Units Common Stock 3200 D Stock Option (Right to Buy) 3.31 2030-02-06 Common Stock 5800 D Restricted Stock Units Common Stock 10800 D Stock Option (Right to Buy) 8.38 2031-02-11 Common Stock 4000 D Restricted Stock Units Common Stock 8100 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (6/12/2018) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant, and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 1/3 of the shares subject to the restricted stock units on February 28 of each of the three years following the year of grant. /s/ Kristen L. Alexander 2021-09-27