0001127602-19-031730.txt : 20191104 0001127602-19-031730.hdr.sgml : 20191104 20191104181726 ACCESSION NUMBER: 0001127602-19-031730 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191028 FILED AS OF DATE: 20191104 DATE AS OF CHANGE: 20191104 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crum Brian T CENTRAL INDEX KEY: 0001792747 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 191191025 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PL CITY: THE WOODLANDS STATE: TX ZIP: 77381 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2019-10-28 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001792747 Crum Brian T 8800 TECHNOLOGY FOREST PL THE WOODLANDS TX 77381 1 VP, General Counsel & Secr. Common Stock 22925 D Stock Option (Right to Buy) 13.30 2020-02-15 Common Stock 2857 D Stock Option (Right to Buy) 12.67 2021-02-23 Common Stock 10000 D Stock Option (Right to Buy) 12.60 2022-02-15 Common Stock 10571 D Stock Option (Right to Buy) 14.63 2023-02-08 Common Stock 8747 D Stock Option (Right to Buy) 12.04 2024-02-06 Common Stock 13499 D Stock Option (Right to Buy) 6.23 2025-02-05 Common Stock 19391 D Stock Option (Right to Buy) 8.20 2026-02-11 Common Stock 23470 D Restricted Stock Units Common Stock 2515 D Stock Option (Right to Buy) 14.44 2027-02-09 Common Stock 14160 D Restricted Stock Units Common Stock 3035 D Stock Option (Right to Buy) 9.79 2028-02-08 Common Stock 23040 D Restricted Stock Units Common Stock 10237 D Stock Option (Right to Buy) 5.16 2029-02-07 Common Stock 49950 D Restricted Stock Units Common Stock 33300 D Stock Option (Right to Buy) 10.64 2020-05-17 Common Stock 7142 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2011) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/23/2012) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/9/2018) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2018 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2019) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2019 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2020) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to one third of the shares subject to the restricted stock units on February 28, 2020 and vest an additional one third on February 28 of each of the two succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (5/17/2011) and vests 1/48th per month for each month of service thereafter. /s/ Brian T. Crum 2019-11-04