0001127602-17-009395.txt : 20170301 0001127602-17-009395.hdr.sgml : 20170301 20170301185015 ACCESSION NUMBER: 0001127602-17-009395 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170228 FILED AS OF DATE: 20170301 DATE AS OF CHANGE: 20170301 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIN ALAN J CENTRAL INDEX KEY: 0001227372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 17656317 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-02-28 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001227372 MAIN ALAN J 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 EVP, CMC and Supply Operations Common Stock 2017-02-28 4 M 0 2357 A 37557 D Common Stock 2017-02-28 4 M 0 2678 A 40235 D Common Stock 2017-02-28 4 M 0 5271 A 45506 D Common Stock 2017-02-28 4 M 0 4085 A 49591 D Common Stock 2017-02-28 4 F 0 5361 16.45 D 44230 D Restricted Stock Units (Phantom Stock) 2017-02-28 4 M 0 2357 D Common Stock 2357 0 D Restricted Stock Units (Phantom Stock) 2017-02-28 4 M 0 2678 D Common Stock 2678 2679 D Restricted Stock Units (Phantom Stock) 2017-02-28 4 M 0 5271 D Common Stock 5271 10543 D Restricted Stock Units (Phantom Stock) 2017-02-28 4 M 0 4085 D Common Stock 4085 12255 D Each restricted stock unit represents a contingent right to receive one share of common stock. Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. /s/ Alan J. Main, Ph.D. 2017-03-01