0001127602-16-068137.txt : 20161122 0001127602-16-068137.hdr.sgml : 20161122 20161122163531 ACCESSION NUMBER: 0001127602-16-068137 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161117 FILED AS OF DATE: 20161122 DATE AS OF CHANGE: 20161122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Santini Alexander A CENTRAL INDEX KEY: 0001690619 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 162013582 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2016-11-17 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001690619 Santini Alexander A 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 EVP and CCO Stock Option (Right to Buy) 8.20 2026-02-11 Common Stock 21960 D Restricted Stock Units (Phantom Stock) Common Stock 9410 D Stock Option (Right to Buy) 7.21 2025-04-20 Common Stock 18571 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (4/20/2016) and vests 1/48th per month for each month of service thereafter. /s/ Alexander A. Santini 2016-11-22