0001127602-16-041406.txt : 20160216
0001127602-16-041406.hdr.sgml : 20160215
20160216161630
ACCESSION NUMBER: 0001127602-16-041406
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160211
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001062822
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 760474169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 2818633000
MAIL ADDRESS:
STREET 1: 8800 TECHNOLOGY FOREST PLACE
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE
DATE OF NAME CHANGE: 20070426
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON GENETICS INC/TX
DATE OF NAME CHANGE: 20000126
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAIN ALAN J
CENTRAL INDEX KEY: 0001227372
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 161428465
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-02-11
0001062822
LEXICON PHARMACEUTICALS, INC.
LXRX
0001227372
MAIN ALAN J
8800 TECHNOLOGY FOREST PLACE
THE WOODLANDS
TX
77381
1
EVP, CMC and Supply Operations
Common Stock
27147
D
Stock Option (Right to Buy)
8.20
2016-02-11
4
A
0
65340
0
A
2026-02-11
Common Stock
65340
65340
D
Restricted Stock Units (Phantom Stock)
2016-02-11
4
A
0
16340
0
A
Common Stock
16340
16340
D
Stock Option (Right to Buy)
12.67
2021-02-23
Common Stock
37142
37142
D
Stock Option (Right to Buy)
12.60
2022-02-15
Common Stock
39999
39999
D
Restricted Stock Units (Phantom Stock)
Common Stock
2500
2500
D
Stock Option (Right to Buy)
14.63
2023-02-08
Common Stock
37713
37713
D
Restricted Stock Units (Phantom Stock)
Common Stock
4714
4714
D
Stock Option (Right to Buy)
12.04
2024-02-06
Common Stock
42856
42856
D
Restricted Stock Units (Phantom Stock)
Common Stock
8035
8035
D
Stock Option (Right to Buy)
6.23
2025-02-05
Common Stock
84342
84342
D
Restricted Stock Units (Phantom Stock)
Common Stock
21085
21085
D
Stock Option (Right to Buy)
27.58
2017-02-13
Common Stock
14285
14285
D
Stock Option (Right to Buy)
14.49
2018-02-07
Common Stock
28570
28570
D
Stock Option (Right to Buy)
10.15
2019-02-12
Common Stock
46427
46427
D
Stock Option (Right to Buy)
13.30
2020-02-15
Common Stock
46428
46428
D
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter.
Each restricted stock unit represents a contingent right to receive one share of common stock.
Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/23/2012) and vests 1/48th per month for each month of service thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter.
Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter
Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter.
Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter.
Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/13/2008) and vests 1/48th per month for each month of service thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/7/2009) and vests 1/48th per month for each month of service thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/12/2010) and vests 1/48th per month for each month of service thereafter.
Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2011) and vests 1/48th per month for each month of service thereafter.
/s/ Alan J. Main, Ph.D.
2016-02-16