0001127602-16-041405.txt : 20160216 0001127602-16-041405.hdr.sgml : 20160215 20160216161535 ACCESSION NUMBER: 0001127602-16-041405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160211 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lapuerta Pablo CENTRAL INDEX KEY: 0001516368 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 161428425 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-02-11 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001516368 Lapuerta Pablo 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 EVP and CMO Common Stock 8395 D Stock Option (Right to Buy) 8.20 2016-02-11 4 A 0 67640 0 A 2026-02-11 Common Stock 67640 67640 D Restricted Stock Units (Phantom Stock) 2016-02-11 4 A 0 16910 0 A Common Stock 16910 16910 D Stock Option (Right to Buy) 12.60 2022-02-15 Common Stock 29714 29714 D Restricted Stock Units (Phantom Stock) Common Stock 1857 1857 D Stock Option (Right to Buy) 14.63 2023-02-08 Common Stock 39999 39999 D Restricted Stock Units (Phantom Stock) Common Stock 5000 5000 D Stock Option (Right to Buy) 12.04 2024-02-06 Common Stock 45142 45142 D Restricted Stock Units (Phantom Stock) Common Stock 8464 8464 D Stock Option (Right to Buy) 6.23 2025-02-05 Common Stock 72799 72799 D Restricted Stock Units (Phantom Stock) Common Stock 18200 18200 D Stock Option (Right to Buy) 12.04 2021-03-23 Common Stock 28571 28571 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/11/2017) and vests 1/48th per month for each month of service thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2017 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/15/2013) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/8/2014) and vests 1/48th per month for each month of service thereafter Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/5/16) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2016 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (3/23/2012) and vests 1/48th per month for each month of service therafter. /s/ Pablo Lapuerta, M.D. 2016-02-16