0001127602-14-024059.txt : 20140729 0001127602-14-024059.hdr.sgml : 20140729 20140729164619 ACCESSION NUMBER: 0001127602-14-024059 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140724 FILED AS OF DATE: 20140729 DATE AS OF CHANGE: 20140729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NORTHCOTT JOHN CENTRAL INDEX KEY: 0001615000 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 141000314 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2014-07-24 0 0001062822 LEXICON PHARMACEUTICALS, INC./DE LXRX 0001615000 NORTHCOTT JOHN 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 VP, Marketing, Comm Strategy Stock Option (Right to Buy) 2.35 2023-06-10 Common Stock 120000 D Stock Option (Right to Buy) 1.72 2024-02-06 Common Stock 105000 D Restricted Stock Units (Phantom Stock) Common Stock 45000 D Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (6/10/2014) and vests 1/48th per month for each month of service thereafter. Option vests with respect to 25% of the shares subject to the option on the first anniversary of grant (2/6/15) and vests 1/48th per month for each month of service thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2015 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Each restricted stock unit represents a contingent right to receive one share of common stock. /s/ John P. Northcott 2014-07-29