0001127602-14-009658.txt : 20140303 0001127602-14-009658.hdr.sgml : 20140303 20140303182020 ACCESSION NUMBER: 0001127602-14-009658 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SANDS ARTHUR T CENTRAL INDEX KEY: 0001134106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 14661972 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-28 0001062822 LEXICON PHARMACEUTICALS, INC./DE LXRX 0001134106 SANDS ARTHUR T 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 1 President & CEO Common Stock 2014-02-28 4 M 0 36250 A 979120 D Common Stock 2014-02-28 4 M 0 37000 A 1016120 D Common Stock 2014-02-28 4 M 0 35000 A 1051120 D Common Stock 2014-02-28 4 F 0 29791 1.92 D 1021329 D Common Stock 817500 I By Sands Associates L.P. Common Stock 60000 I By Spouse As Custodian For Children Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 36250 D Common Stock 36250 36250 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 37000 D Common Stock 37000 74000 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 35000 D Common Stock 35000 105000 D Each restricted stock unit represents a contingent right to receive one share of common stock. Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2012 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. /s/ Arthur T. Sands, M.D., Ph.D. 2014-03-03