0001127602-14-009655.txt : 20140303 0001127602-14-009655.hdr.sgml : 20140303 20140303181830 ACCESSION NUMBER: 0001127602-14-009655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIN ALAN J CENTRAL INDEX KEY: 0001227372 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 14661964 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-28 0001062822 LEXICON PHARMACEUTICALS, INC./DE LXRX 0001227372 MAIN ALAN J 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 EVP, Pharmaceutical Research Common Stock 2014-02-28 4 M 0 16250 A 131018 D Common Stock 2014-02-28 4 M 0 17500 A 148518 D Common Stock 2014-02-28 4 M 0 16500 A 165018 D Common Stock 2014-02-28 4 F 0 18668 1.92 D 146350 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 16250 D Common Stock 16250 16250 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 17500 D Common Stock 17500 35000 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 16500 D Common Stock 16500 49500 D Each restricted stock unit represents a contingent right to receive one share of common stock. Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2012 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. /s/ Alan J. Main, Ph.D. 2014-03-03