0001127602-14-009653.txt : 20140303 0001127602-14-009653.hdr.sgml : 20140303 20140303181640 ACCESSION NUMBER: 0001127602-14-009653 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140228 FILED AS OF DATE: 20140303 DATE AS OF CHANGE: 20140303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZAMBROWICZ BRIAN P CENTRAL INDEX KEY: 0001226231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 14661957 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGH FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2014-02-28 0001062822 LEXICON PHARMACEUTICALS, INC./DE LXRX 0001226231 ZAMBROWICZ BRIAN P 8800 TECHNOLOGY FOREST PLACE THE WOODLANDS TX 77381 1 EVP, Chief Scientific Officer Common Stock 2014-02-28 4 M 0 21250 A 255389 D Common Stock 2014-02-28 4 M 0 21500 A 276889 D Common Stock 2014-02-28 4 M 0 20000 A 296889 D Common Stock 2014-02-28 4 F 0 18186 1.92 D 278703 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 21250 D Common Stock 21250 21250 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 21500 D Common Stock 21500 43000 D Restricted Stock Units (Phantom Stock) 2014-02-28 4 M 0 20000 D Common Stock 20000 60000 D Each restricted stock unit represents a contingent right to receive one share of common stock. Withholding of a portion of issued shares by the Company in satisfaction of shareholder's tax withholding obligations with respect thereto. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2012 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2013 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. Restricted stock units vest with respect to 25% of the shares subject to the restricted stock units on February 28, 2014 and vest an additional 25% on February 28 of each of the three succeeding years thereafter. /s/ Brian P. Zambrowicz, Ph.D. 2014-03-03