0000950170-24-031072.txt : 20240313
0000950170-24-031072.hdr.sgml : 20240313
20240313212249
ACCESSION NUMBER: 0000950170-24-031072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240313
FILED AS OF DATE: 20240313
DATE AS OF CHANGE: 20240313
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal Group S.A.
CENTRAL INDEX KEY: 0001053906
ORGANIZATION NAME:
STATE OF INCORPORATION: N4
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747708
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: (352) 22.42.59-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: ARTAL GROUP S A
DATE OF NAME CHANGE: 19980128
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities, L.P.
CENTRAL INDEX KEY: 0001340097
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747706
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-317-7520
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER NAME:
FORMER CONFORMED NAME: Invus Public Equities, LP
DATE OF NAME CHANGE: 20050928
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International S.C.A.
CENTRAL INDEX KEY: 0001218180
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747712
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA
DATE OF NAME CHANGE: 20110531
FORMER NAME:
FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA
DATE OF NAME CHANGE: 20030210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westend S.A.
CENTRAL INDEX KEY: 0001283968
ORGANIZATION NAME:
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747710
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 3522242591
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
FORMER NAME:
FORMER CONFORMED NAME: WESTEND S.A.
DATE OF NAME CHANGE: 20120816
FORMER NAME:
FORMER CONFORMED NAME: WESTEND SA
DATE OF NAME CHANGE: 20040317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Public Equities Advisors, LLC
CENTRAL INDEX KEY: 0001340096
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747704
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wittouck Amaury
CENTRAL INDEX KEY: 0001841311
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747711
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L2661
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus Advisors, L.L.C.
CENTRAL INDEX KEY: 0001404553
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747703
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Invus, L.P.
CENTRAL INDEX KEY: 0001404570
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747705
BUSINESS ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 371-1717
MAIL ADDRESS:
STREET 1: C/O THE INVUS GROUP, LLC
STREET 2: 750 LEXINGTON AVENUE, 30TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend
CENTRAL INDEX KEY: 0001460840
ORGANIZATION NAME:
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747707
BUSINESS ADDRESS:
STREET 1: CLAUDE DEBUSSYLAAN, 46
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MD
BUSINESS PHONE: 352-224-2591
MAIL ADDRESS:
STREET 1: CLAUDE DEBUSSYLAAN, 46
CITY: AMSTERDAM
STATE: P7
ZIP: 1082 MD
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Artal International Management S.A.
CENTRAL INDEX KEY: 0001522131
ORGANIZATION NAME:
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30111
FILM NUMBER: 24747709
BUSINESS ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
BUSINESS PHONE: 352224259-1
MAIL ADDRESS:
STREET 1: VALLEY PARK
STREET 2: 44, RUE DE LA VALLEE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-2661
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC.
CENTRAL INDEX KEY: 0001062822
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
ORGANIZATION NAME: 03 Life Sciences
IRS NUMBER: 760474169
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2445 TECHNOLOGY FOREST BLVD.
STREET 2: SUITE 1100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
BUSINESS PHONE: 2818633000
MAIL ADDRESS:
STREET 1: 2445 TECHNOLOGY FOREST BLVD.
STREET 2: SUITE 1100
CITY: THE WOODLANDS
STATE: TX
ZIP: 77381
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE
DATE OF NAME CHANGE: 20070426
FORMER COMPANY:
FORMER CONFORMED NAME: LEXICON GENETICS INC/TX
DATE OF NAME CHANGE: 20000126
4
1
ownership.xml
4
X0508
4
2024-03-13
0001062822
LEXICON PHARMACEUTICALS, INC.
LXRX
0001218180
Artal International S.C.A.
VALLEY PARK, 44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
true
false
true
false
0001841311
Wittouck Amaury
VALLEY PARK, 44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
true
false
true
false
0001522131
Artal International Management S.A.
VALLEY PARK, 44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
true
false
true
false
0001053906
Artal Group S.A.
VALLEY PARK, 44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
true
false
true
false
0001283968
Westend S.A.
VALLEY PARK, 44, RUE DE LA VALLEE
LUXEMBOURG
N4
L-2661
LUXEMBOURG
true
false
true
false
0001460840
Stichting Administratiekantoor Westend
CLAUDE DEBUSSYLAAN 46
AMSTERDAM
P7
1082 MD
NETHERLANDS
true
false
true
false
0001340097
Invus Public Equities, L.P.
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
true
false
true
false
0001404570
Invus, L.P.
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
true
false
true
false
0001340096
Invus Public Equities Advisors, LLC
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
true
false
true
false
0001404553
Invus Advisors, L.L.C.
750 LEXINGTON AVENUE, 30TH FLOOR
NEW YORK
NY
10022
true
false
true
false
false
Series A Convertible Preferred Stock
2024-03-13
4
A
false
1150922
108.50
A
1150922
I
See Footnotes
On March 11, 2024, Artal International S.C.A. entered into a purchase agreement (the "Purchase Agreement") with the Issuer pursuant to which Artal International S.C.A. agreed to purchase 1,150,922 shares of Series A convertible preferred stock, $0.01 par value per share (the "Preferred Stock") of the Issuer at a price of $108.50 per share (the "Purchase Price"). Each share of Preferred Stock will automatically convert into 50 shares of the Issuer's common stock, par value $0.001 per share (the "Common Stock") upon receipt of shareholder approval and the satisfaction of certain other conditions; however, absent the satisfaction of such conditions, the shares are not convertible. The purchase closed on March 13, 2024.
These securities are directly held by Artal International S.C.A. The managing partner of Artal International S.C.A. is Artal International Management S.A. The sole stockholder of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Amaury Wittouck is the sole member of the board of the Stichting.
Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose.
This Form 4 does not include 3,516,214 shares of Common Stock held by Invus Public Equities, L.P.; 35,402,689 shares of Common Stock held by Invus, L.P.; and 78,634,381 shares of Common Stock held by Artal International S.C.A. Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. The Geneva branch of Artal International S.C.A. is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. Invus US Partners LLC also directly holds 5,451,204 shares of Common Stock, which securities are reported on a separate Form 4. For purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of Invus, L.P.'s right to designate certain members of the Issuer's board of directors pursuant to a stockholders' agreement between the Issuer and Invus, L.P.
ARTAL INTERNATIONAL S.C.A., By: Artal International Management S.A., its managing partner, By: /s/ Pierre Claudel, Name: Pierre Claudel, Title: Managing Director
2024-03-13
ARTAL INTERNATIONAL MANAGEMENT S.A., By: /s/ Pierre Claudel, Name: Pierre Claudel, Title: Managing Director
2024-03-13
ARTAL GROUP S.A., By: /s/ Anne Goffard, Name: Anne Goffard, Title: Authorized Person
2024-03-13
WESTEND S.A., By: /s/ Pierre Claudel, Name: Pierre Claudel, Title: Managing Director
2024-03-13
STICHTING ADMINISTRATIEKANTOOR WESTEND, By: /s/ Amaury Wittouck, Name: Amaury Wittouck, Title: Sole Member of the Board
2024-03-13
AMAURY WITTOUCK, By: /s/ Amaury Wittouck
2024-03-13
INVUS L.P., By: Invus Advisors L.L.C., its general partner, By: /s/ Philip Bafundo, Name: Philip Bafundo, Title: Chief Financial Officer
2024-03-13
Invus Public Equities, L.P., By: Invus Public Equities Advisors, LLC, its general partner, By: /s/ Philip Bafundo, Name: Philip Bafundo, Title: Chief Financial Officer
2024-03-13
Invus Advisors L.L.C., By: /s/ Philip Bafundo, Name: Philip Bafundo, Title: Chief Financial Officer
2024-03-13
Invus Public Equities Advisors, LLC., By: /s/ Philip Bafundo, Name: Philip Bafundo, Title: Chief Financial Officer
2024-03-13