0000899243-20-034271.txt : 20201217 0000899243-20-034271.hdr.sgml : 20201217 20201217144318 ACCESSION NUMBER: 0000899243-20-034271 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201216 FILED AS OF DATE: 20201217 DATE AS OF CHANGE: 20201217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stichting Administratiekantoor Westend CENTRAL INDEX KEY: 0001460840 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395530 BUSINESS ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD BUSINESS PHONE: 352-224-2591 MAIL ADDRESS: STREET 1: CLAUDE DEBUSSYLAAN, 46 CITY: AMSTERDAM STATE: P7 ZIP: 1082 MD REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westend S.A. CENTRAL INDEX KEY: 0001283968 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395531 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 3522242591 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: WESTEND S.A. DATE OF NAME CHANGE: 20120816 FORMER NAME: FORMER CONFORMED NAME: WESTEND SA DATE OF NAME CHANGE: 20040317 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal Group S.A. CENTRAL INDEX KEY: 0001053906 STATE OF INCORPORATION: N4 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395532 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: (352) 22.42.59-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL GROUP S A DATE OF NAME CHANGE: 19980128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International Management S.A. CENTRAL INDEX KEY: 0001522131 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395533 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Minne Pascal CENTRAL INDEX KEY: 0001460839 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395534 MAIL ADDRESS: STREET 1: PLACE STE. GUDULE, 19 CITY: BRUXELLES STATE: C9 ZIP: B-1000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Artal International S.C.A. CENTRAL INDEX KEY: 0001218180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30111 FILM NUMBER: 201395535 BUSINESS ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 BUSINESS PHONE: 352224259-1 MAIL ADDRESS: STREET 1: VALLEY PARK STREET 2: 44, RUE DE LA VALLEE CITY: LUXEMBOURG STATE: N4 ZIP: L-2661 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SCA DATE OF NAME CHANGE: 20110531 FORMER NAME: FORMER CONFORMED NAME: ARTAL INTERNATIONAL SA DATE OF NAME CHANGE: 20030210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LEXICON PHARMACEUTICALS, INC. CENTRAL INDEX KEY: 0001062822 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 760474169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 BUSINESS PHONE: 2818633000 MAIL ADDRESS: STREET 1: 8800 TECHNOLOGY FOREST PLACE CITY: THE WOODLANDS STATE: TX ZIP: 77381 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON PHARMACEUTICALS, INC./DE DATE OF NAME CHANGE: 20070426 FORMER COMPANY: FORMER CONFORMED NAME: LEXICON GENETICS INC/TX DATE OF NAME CHANGE: 20000126 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-16 0 0001062822 LEXICON PHARMACEUTICALS, INC. LXRX 0001218180 Artal International S.C.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001460839 Minne Pascal 8 CLOS DU BOCAGE GENVAL C9 B-1332 BELGIUM 1 0 1 0 0001522131 Artal International Management S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001053906 Artal Group S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001283968 Westend S.A. VALLEY PARK, 44, RUE DE LA VALLEE LUXEMBOURG N4 L-2661 LUXEMBOURG 1 0 1 0 0001460840 Stichting Administratiekantoor Westend CLAUDE DEBUSSYLAAN 46 AMSTERDAM P7 1082 MD NETHERLANDS 1 0 1 0 Common Stock 2020-12-16 4 P 0 10937500 3.20 A 32259461 I See Footnotes Common Stock 3516214 I See Footnotes Common Stock 35402689 I See Footnotes On December 11, 2020, Artal International S.C.A. entered into a subscription agreement with the Issuer and other parties thereto, pursuant to which Artal International S.C.A. agreed to purchase 10,937,500 shares of Class A common stock of the Issuer at a price of $3.20 per share. The purchase closed on December 16, 2020. These securities are directly held by Artal International S.C.A. These securities are directly held by Invus Public Equities, L.P. These securities are directly held by Invus, L.P. Invus Public Equities Advisors, LLC is the general partner of Invus Public Equities, L.P., and Invus Advisors, L.L.C. is the general partner of Invus, L.P. Artal Treasury Limited is the managing member of Invus Public Equities Advisors, LLC. Artal International S.C.A. is the managing member of Invus Advisors, L.L.C. and, through its Geneva branch, is the sole stockholder of Artal Treasury Limited. The managing partner of Artal International S.C.A. is Artal International Management S.A. The parent company of Artal International Management S.A. is Artal Group S.A. The parent company of Artal Group S.A. is Westend S.A. The majority stockholder of Westend S.A. is Stichting Administratiekantoor Westend (the "Stichting"). Mr. Pascal Minne is the sole member of the board of the Stichting. Each of the Reporting Persons (other than to the extent it directly holds securities reported herein) disclaims beneficial ownership of the securities held by the other Reporting Persons, except to the extent of such Reporting Person's pecuniary interest therein, and, pursuant to Rule 16a-1(a)(4) under the Exchange Act, each of the Reporting Persons (other than to the extent it directly holds securities reported herein) states that the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act or for any other purpose. Due to the limitations of the electronic filing system certain Reporting Persons are filing a separate Form 4. Invus C.V. directly holds 4,321,214 shares of Issuer common stock. None of the Reporting Persons listed in Footnote 5 hereof have any beneficial or pecuniary interest for purposes of Section 16 of the Exchange Act in the shares of Issuer common stock directly held by Invus C.V. For purposes of Section 16 of the Exchange Act, the Reporting Persons may be deemed to be directors by deputization of the Issuer by virtue of Invus, L.P.'s right to designate certain members of the Issuer's board of directors pursuant to a stockholders' agreement between the Issuer and Invus, L.P. See Signatures Included in Exhibit 99.1 2020-12-16 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                  Exhibit 99.1

This Statement on Form 4 is filed by the Reporting Persons listed below.

Name of Designated Filer: ARTAL INTERNATIONAL S.C.A.

Date of Event Requiring Statement: December 16, 2020.

Issuer Name: Lexicon Pharmaceuticals, Inc. [LXRX]


ARTAL INTERNATIONAL S.C.A.

By: ARTAL INTERNATIONAL MANAGEMENT S.A.,
its general partner

By: /s/ Anne Goffard
    ----------------
Name: Anne Goffard
Title: Managing Director


ARTAL INTERNATIONAL MANAGEMENT S.A.

By: /s/ Anne Goffard
    ----------------
Name: Anne Goffard
Title: Managing Director


ARTAL GROUP S.A

By: /s/ Anne Goffard
    ----------------
Name: Anne Goffard
Title: Authorized Person


WESTEND S.A.

By: /s/ Pascal Minne
    ----------------
Name: Pascal Minne
Title: Director


STICHTING ADMINISTRATIEKANTOOR WESTEND

By: /s/ Pascal Minne
    ----------------
Name: Pascal Minne
Title: Sole Member of the Board


PASCAL MINNE

By: /s/ Pascal Minne
    ----------------