0001209191-14-004868.txt : 20140124 0001209191-14-004868.hdr.sgml : 20140124 20140124161546 ACCESSION NUMBER: 0001209191-14-004868 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140122 FILED AS OF DATE: 20140124 DATE AS OF CHANGE: 20140124 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunny John Joseph CENTRAL INDEX KEY: 0001586426 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 14546226 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 EAST MOREHEAD STREET, SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-01-22 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001586426 Lunny John Joseph C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD ST., SUITE 500 CHARLOTTE NC 28202 0 1 0 0 SVP & Chief Technology Officer Common stock, par value $0.01 per share 2014-01-22 4 A 0 13000 A 16220 D Common stock, par value $0.01 per share 2014-01-22 4 F 0 1281 13.18 D 14939 D Stock Options (2010 Long Term Incentive Plan) 13.29 2014-01-22 4 A 0 19200 A 2024-01-22 Common stock, par value $0.01 per share 19200 19200 D Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's 2010 Long Term Incentive Plan (the "LTIP") on January 22, 2014 (the "Grant Date"). 3,250 of these restricted shares vested on the Grant Date, with the remainder to vest in equal installments on January 22, 2015, January 22, 2016 and January 23, 2017. No consideration was paid by the Reporting Person for these restricted shares. On the Grant Date, 3,250 of the restricted shares reported on this Form 4 vested. Pursuant to the LTIP, at the Reporting Person's election, 1,281 of the restricted shares reported hereby were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of the 3,250 restricted shares on the Grant Date. No consideration was received by the Reporting Person for his forfeiture of the 1,281 restricted shares. Represents the closing price on the date of forfeiture. Represents stock options issued pursuant to the LTIP on January 22, 2014. 4,800 of these stock options vested on the Grant Date, with the remainder to vest in equal installments on January 22, 2015, January 22, 2016 and January 23, 2017. No consideration was paid by the Reporting Person for these stock options. /s/ John J. Lunny 2014-01-24