0001209191-13-043867.txt : 20130911 0001209191-13-043867.hdr.sgml : 20130911 20130911164433 ACCESSION NUMBER: 0001209191-13-043867 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130905 FILED AS OF DATE: 20130911 DATE AS OF CHANGE: 20130911 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lunny John Joseph CENTRAL INDEX KEY: 0001586426 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 131091410 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 EAST MOREHEAD STREET, SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 c596709_3x0.xml MAIN DOCUMENT DESCRIPTION X0206 3 2013-09-05 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001586426 Lunny John Joseph C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 0 1 0 0 SVP & Chief Technology Officer Common stock, par value $0.01 per share 3220 D Stock Options (2010 Long Term Incentive Plan) 24.29 2021-01-24 Common stock, par value $0.01 per share 18500 D Stock Options (2010 Long Term Incentive Plan) 4.56 2022-01-24 Common stock, par value $0.01 per share 6500 D Stock Options (2010 Long Term Incentive Plan) 9.36 2023-01-22 Common stock, par value $0.01 per share 4000 D Includes 1,000 restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share ("Common Stock"), issued pursuant to the Company's 2010 Long Term Incentive Plan (the "LTIP") granted on January 24, 2011. These restricted shares vest on January 24, 2014. No consideration was paid by the Reporting Person for these restricted shares. Represents stock options issued pursuant to the LTIP granted on January 24, 2011. These stock options vested 25% on the grant date, 25% on January 24, 2012 and 25% on January 24, 2013, with the remainder to vest on January 24, 2014. No consideration was paid by the Reporting Person for these stock options. Represents stock options issued pursuant to the LTIP granted on January 24, 2012. These stock options vested 25% on the grant date and 25% on January 24, 2013, with the remainder to vest in two equal installments on January 24, 2014 and January 24, 2015. No consideration was paid by the Reporting Person for these stock options. Represents stock options issued pursuant to the LTIP granted on January 22, 2013. These stock options vested 25% on the grant date, with the remainder to vest in three equal annual installments, commencing on the first anniversary of the grant date. No consideration was paid by the Reporting Person for these stock options. /s/ John J. Lunny 2013-09-11