-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VPgkEk+6L2DMzrghgRYHWfQj1+nhz2EQJmn7fs7GEaQ0lrld4JlwO3kefQwfXMmE OC9dBVH8s8qDxFvMtQLfIw== 0001181431-06-011250.txt : 20060214 0001181431-06-011250.hdr.sgml : 20060214 20060214155215 ACCESSION NUMBER: 0001181431-06-011250 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051231 FILED AS OF DATE: 20060214 DATE AS OF CHANGE: 20060214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHUCHERT JOSEPH S CENTRAL INDEX KEY: 0001034430 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614637 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOLDBERG MICHAEL B CENTRAL INDEX KEY: 0001034434 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614640 BUSINESS ADDRESS: STREET 1: KELSO & CO STREET 2: 320 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WAHRHAFTIG DAVID I CENTRAL INDEX KEY: 0001055858 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614636 BUSINESS ADDRESS: STREET 1: 320 PARK AVE., 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Loverro Frank J CENTRAL INDEX KEY: 0001300363 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614639 BUSINESS ADDRESS: BUSINESS PHONE: 212-751-3939 MAIL ADDRESS: STREET 1: 320 PARK AVENUE, 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BERNEY PHILIP E CENTRAL INDEX KEY: 0001079290 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614641 BUSINESS ADDRESS: STREET 1: KELSO & CO STREET 2: 320 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 MAIL ADDRESS: STREET 1: KELSO & COMPANY STREET 2: 320 PARK AVE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NICKELL FRANK T CENTRAL INDEX KEY: 0001034431 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614638 BUSINESS ADDRESS: STREET 1: 350 PARK AVENUE STREET 2: 24FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 MAIL ADDRESS: STREET 1: C/O KELSO CO STREET 2: 320 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALL THOMAS R IV CENTRAL INDEX KEY: 0001034433 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614635 BUSINESS ADDRESS: STREET 1: KELSO & CO STREET 2: 350 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 MAIL ADDRESS: STREET 1: C/O KELSO & CO STREET 2: 320 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KELSO PARTNERS V L P CENTRAL INDEX KEY: 0001045750 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 06614642 BUSINESS ADDRESS: STREET 1: C/O KELSO & CO STREET 2: 350 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2127513939 MAIL ADDRESS: STREET 1: C/O KELSO & CO STREET 2: 350 PARK AVENUE 24TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 5 1 rrd107337.xml 5 X0202 5 2005-12-31 0 0 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001045750 KELSO PARTNERS V L P C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001079290 BERNEY PHILIP E C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001034434 GOLDBERG MICHAEL B C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001300363 Loverro Frank J C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001034431 NICKELL FRANK T C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001034430 SCHUCHERT JOSEPH S C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001055858 WAHRHAFTIG DAVID I C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 0001034433 WALL THOMAS R IV C/O KELSO AND COMPANY 320 PARK AVENUE, 24TH FLOOR NEW YORK NY 10022 0 0 1 0 Class A Common Stock 2005-02-03 5 J 0 3112861 0 D 0 I By Kelso Investment Associates V, L.P. Common Stock 2005-02-03 5 J 0 3112861 0 A 3112861 I By Kelso Investment Associates V, L.P. Class A Common Stock 2005-02-03 5 J 0 335729 0 D 0 I By Kelso Equity Partners V, L.P. Common Stock 2005-02-03 5 J 0 335729 0 A 335729 I By Kelso Equity Partners V, L.P. Pursuant to a reclassification exempt under Rule 16b-7 effected in connection with FairPoint Communications, Inc.'s initial public offering, each share of Class A Common Stock was reclassified into one share of Common Stock. Kelso Partners V, L.P. (Partners V) is the general partner of Kelso Investment Associates V, LP (KIA V). Partners V disclaims beneficial ownership of the securities owned of record by KIA V except to the extent of Partner V's pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes. KIA V and Kelso Equity Partners V, L.P. (KEP V), due to their common control, could be deemed to beneficially own each of the other's securities. KIA V and KEP V each disclaim beneficial ownership of all of the securities owned of record by the other and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes. Partners V and KEP V, due to their common control, could be deemed to beneficially own each of the other's securities. Partners V disclaims beneficial ownership of all the securities owned of record by KEP V and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all the reported securities for purposes of Section 16 or for any other purposes. Messrs. Schuchert, Nickell, Wall, Matelich, Goldberg, Wahrhaftig, Bynum, Berney and Loverro may be deemed to share beneficial ownership of securities owned of record by KIA V and KEP V, by virtue of their status as general partners of KEP V and Partners V, but disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that any of Messrs. Schuchert, Nickell, Wall, Matelich, Goldberg, Wahrhaftig, Bynum, Berney and Loverro is the beneficial owner of these securities for purposes of Section 16 or for any other purposes. Because an electronically filed joint filing is limited to a maximum of ten reporting person, this Form 5 is one of two filed today reporting on the same securities by the following joint filers: Kelso Investment Associates V, L.P.; Kelso Equity Partners V, L.P.; Kelso Partners V, L.P.; Philip E. Berney; Frank K. Bynum, Jr.; Michael B. Goldberg; Frank J. Loverro; George E. Matelich; Frank T. Nickell; Joseph S. Schuchert; David I. Wahrhaftig; and Thomas R. Wall, IV. Kelso Partners V, L.P. By:* 2006-02-14 Philip E. Berney By:* 2006-02-14 Michael B. Goldberg By:* 2006-02-14 Frank J. Loverro By:* 2006-02-14 Frank T. Nickell By:* 2006-02-14 Joseph S. Schuchert By:* 2006-02-14 David I. Wahrhaftig By:* 2006-02-14 Thomas R. Wall, IV By:* 2006-02-14 *James J. Connors, II, Attorney-in-Fact 2006-02-14 -----END PRIVACY-ENHANCED MESSAGE-----