-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvQ0wJ9cGCm1YwGI+RFLSUboavLRjAZAFR5lAJkyj2bqllKAbcRzqrjSGgjN2EY7 5pQm6j2iqfkydmkFuH+W5A== 0001116679-08-001795.txt : 20080819 0001116679-08-001795.hdr.sgml : 20080819 20080819160331 ACCESSION NUMBER: 0001116679-08-001795 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080815 FILED AS OF DATE: 20080819 DATE AS OF CHANGE: 20080819 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Crowley John P CENTRAL INDEX KEY: 0001327932 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 081027722 BUSINESS ADDRESS: BUSINESS PHONE: 704-344-8150 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC STREET 2: 521 E MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2008-08-15 1 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001327932 Crowley John P C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE NC 28202 0 1 0 0 Executive VP & CFO Common Stock, par value $.01 per share 2008-08-15 4 D 0 66725 D 50983 D Performance Units 2008-08-15 4 D 0 28600 D Common Stock, par value $.01 per share 28600 0 D These securities are restricted shares ("Restricted Shares") of FairPoint Communications, Inc. (the "Company") common stock, par value $.01 per share ("Common Stock"), awarded pursuant to the FairPoint Communications, Inc. 2005 Stock Incentive Plan (the "2005 Plan"), which were unvested as of August 15, 2008. In accordance with the 2005 Plan and the Reporting Peron's corresponding Restricted Stock Agreement, these unvested Restricted Shares were forfeited by the Reporting Person upon the effective date of his resignation, August 15, 2008. No consideration was received by the Reporting Person for his forfeiture of these Restricted Shares. These derivative securities are performance units ("Performance Units") issued pursuant to the FairPoint Communications, Inc. 2008 Long Term Incentive Plan (the "2008 Plan"). In accordance with the 2008 Plan and the Reporting Person's corresponding Performance Unit Award Agreement, these Performance Units were forfeited by the Reporting Person upon the effective date of his resignation, August 15, 2008. These Performance Units do not have an exercise price. These Performance Units would have been convertible on a one-for-one basis into shares of the Company's Common Stock based on the value of the Company's Common Stock on December 31, 2009. No consideration was received by the Reporting Person for his forfeiture of these Performance Units. /s/ John P. Crowley 2008-08-15 -----END PRIVACY-ENHANCED MESSAGE-----