-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LKhXZEEXRghqvWT80EDU2SI7pUcpQRLwRa3pcHdxcKAL/4j+Cjbv5FJV4Vr/KWAE mwmYAeM8+CiDZiED5EjxQg== 0001116679-08-000239.txt : 20080130 0001116679-08-000239.hdr.sgml : 20080130 20080130171221 ACCESSION NUMBER: 0001116679-08-000239 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070205 FILED AS OF DATE: 20080130 DATE AS OF CHANGE: 20080130 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Eugene B CENTRAL INDEX KEY: 0001315611 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 08561814 BUSINESS ADDRESS: BUSINESS PHONE: 704-227-3620 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-02-05 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001315611 Johnson Eugene B C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE NC 28202 0 1 0 0 Chairman of the Board and CEO Stock Options (1998 Stock Option Plan) 9.02 2007-02-05 4 J 0 226439 D Common Stock, par value $.01 226439 67863 D While all of these options were fully vested, they only became exercisable (i) upon the occurrence of an exit event (as defined in the 1998 Stock Incentive Plan) and (ii) if certain specified price thresholds were met. On February 5, 2007, an exit event occurred but the thresholds were not met and accordingly these options were cancelled in accordance with the terms of the 1998 Stock Incentive Plan. No consideration was paid or received by the Reporting Person. /S/ Eugene B. Johnson 2008-01-30 -----END PRIVACY-ENHANCED MESSAGE-----