-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M10sVVSen15poBVyPrK7mU0zgOOxhceu8mvpUP7p2jYvxFb9urn8YSOHJsfB3BZN MDH053N7jaUneFtAOPBLBg== 0001116679-07-003168.txt : 20071214 0001116679-07-003168.hdr.sgml : 20071214 20071214170339 ACCESSION NUMBER: 0001116679-07-003168 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071212 FILED AS OF DATE: 20071214 DATE AS OF CHANGE: 20071214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leach Walter E Jr CENTRAL INDEX KEY: 0001315614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 071307971 BUSINESS ADDRESS: BUSINESS PHONE: 704-227-3620 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-12 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001315614 Leach Walter E Jr C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE, NC 28202 0 1 0 0 EVP, Corporate Development Common Stock, par value $.01 per share 2007-12-12 4 F 0 512 D 99067 D Common Stock, par value $.01 per share 2007-12-12 4 J 0 1580 A 99579 D Restricted Stock Units (2000 Employee Stock Incentive Plan) 2007-12-12 4 C 0 1580 D 2007-12-12 Common Stock, par value $.01 per share 1580 78943 D Pursuant to the terms of the FairPoint Communications, Inc. 2000 Employee Stock Incentive Plan (the "2000 Plan"), at the Reporting Person's election, the Reporting Person forfeited these shares to satisfy applicable withholding tax obligations with respect to the vesting of the restricted stock units. No consideration was received by the Reporting Person in connection with the forfeiture of the shares. These shares were acquired through the vesting of restricted stock units awarded under the 2000 Plan. No consideration was paid by the Reporting Person for the acquisition of the shares. The shares were acquired through the vesting of restricted stock units awarded under the 2000 Plan. These derivative securities are restricted stock units and, accordingly, do not have an exercise price or an expiration date. No consideration was received by the Reporting Person in connection with the disposition of the restricted stock units. The restricted stock units were converted into shares of FairPoint Communications, Inc. common stock, par value $.01 per share, pursuant to the terms of the 2000 Plan. /s/ Walter E. Leach, Jr. 2007-12-14 -----END PRIVACY-ENHANCED MESSAGE-----