-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MLAUlZgF9WxbPzIikINE67DbIZvf2vkK5OQd6bpwgYqmMBm6BhRmy97UhA/S9499 zh/ctcbTuzH7U5S0hA+dWw== 0001116679-07-002231.txt : 20070823 0001116679-07-002231.hdr.sgml : 20070823 20070823170445 ACCESSION NUMBER: 0001116679-07-002231 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070822 FILED AS OF DATE: 20070823 DATE AS OF CHANGE: 20070823 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Jane E CENTRAL INDEX KEY: 0001410002 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 071076176 BUSINESS ADDRESS: BUSINESS PHONE: (704) 344-8150 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2007-08-22 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001410002 Newman Jane E C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE NC 28202 1 0 0 0 Restricted Unit Common Stock, par value $.01 per share 1139 D These derivative securities are restricted units (the "Units") representing shares of FairPoint Communications, Inc. common stock, par value $.01 per share ("Common Stock"), issued pursuant to the FairPoint Communications, Inc. 2005 Stock Incentive Plan (the "2005 Plan"). The restricted units vest in four equal quarterly installments on the first day of each of the first four calendar quarters following the date the Units were originally issued; however, the shares of Common Stock underlying the restricted units will not be issued until the occurrence of certain events set forth in the Restricted Unit Agreement under which the Units were issued. These derivative securities are restricted units representing shares of Common Stock and, accordingly, do not have an exercise price or an expiration date. /s/ Jane E. Newman 2007-08-22 -----END PRIVACY-ENHANCED MESSAGE-----