-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OZCUNMl27zV7szNv7d1NFZWmGhaht2JLLtUdgx7pAH2T+LirAXFgZD/eddqdmXoM cTx+JNhMt0lWtrNDgYDYbw== 0001116679-06-002460.txt : 20061019 0001116679-06-002460.hdr.sgml : 20061019 20061019170459 ACCESSION NUMBER: 0001116679-06-002460 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061018 FILED AS OF DATE: 20061019 DATE AS OF CHANGE: 20061019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAUSER DAVID L CENTRAL INDEX KEY: 0001237305 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 061153825 BUSINESS ADDRESS: STREET 1: C/O DUKE ENERGY CORP STREET 2: 526 S CHURCH STREET CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043825456 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-10-18 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001237305 HAUSER DAVID L C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE, NC 28202 1 0 0 0 Restricted Unit 2006-10-18 4 A 0 100 A Common Stock, par value $.01 per share 100 4521 D These derivative securities are restricted units representing shares of FairPoint Communications, Inc. common stock, par value $.01 per share (the "Common Stock"), issued pursuant to the FairPoint Communications, Inc. 2005 Stock Incentive Plan (the "2005 Plan"). These derivative securities are restricted units representing shares of Common Stock and, accordingly, do not have an exercise price or expiration date. On October 18, 2006, a cash dividend was paid on the Common Stock underlying restricted units held by the Reporting Person (the "Units") which were issued under the 2005 Plan. Pursuant to the 2005 Plan, such cash dividend was deemed to have been invested in Common Stock (in the form of restricted units) on such date. The number of restricted units is equal to the value of the cash dividend paid with respect to the Units on the payment date divided by the closing price of the Common Stock on the payment date, rounded up to the nearest whole number of restricted units. The restricted units vest in four equal quarterly installments on the first day of each of the first four calendar quarters following the date the Units were originally issued; however, the shares of Common Stock underlying the restricted units will not be issued until the occurrence of certain events set forth in the Restricted Unit Agreement under which the Units were issued. No consideration was paid for the restricted units. See footnote 3. /s/ David L. Hauser 2006-10-19 -----END PRIVACY-ENHANCED MESSAGE-----