-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LIjAFObYzdpSjBdnOzBSqph1BwA2/3RwzYIf56G5DYtYH3Vjva0gv63RhMsoH+9Y LSVx9+zDiFFCMhlzgRxl+w== 0001116679-05-000371.txt : 20050203 0001116679-05-000371.hdr.sgml : 20050203 20050203153719 ACCESSION NUMBER: 0001116679-05-000371 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050203 FILED AS OF DATE: 20050203 DATE AS OF CHANGE: 20050203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leach Walter E Jr CENTRAL INDEX KEY: 0001315614 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 05573216 BUSINESS ADDRESS: BUSINESS PHONE: 704-227-3620 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 edgar.xml PRIMARY DOCUMENT X0202 3 2005-02-03 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001315614 Leach Walter E Jr C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 250 CHARLOTTE NC 28202 0 1 0 0 Executive VP and CFO Stock Options (1998 Stock Incentive Plan) 9.02 Common Stock, par value $.01 per share 115475 D Stock Options (2000 Employee Stock Incentive Plan) 36.94 2002-03-12 2012-03-12 Common Stock, par value $.01 per share 7736 D Stock Options (2000 Employee Stock Incentive Plan) 36.94 2002-04-01 2012-03-12 Common Stock, par value $.01 per share 11605 D Stock Options (2000 Employee Stock Incentive Plan) 36.94 2003-04-01 2012-03-12 Common Stock, par value $.01 per share 19341 D Stock Options (2000 Employee Stock Incentive Plan) 36.94 2004-04-01 2012-03-12 Common Stock, par value $.01 per share 19341 D Stock Options (2000 Employee Stock Incentive Plan) 36.94 2005-04-01 2012-03-12 Common Stock, par value $.01 per share 19341 D Restricted Stock Units (2000 Employee Stock Incentive Plan) 2006-12-12 Common Stock, par value $.01 per share 1579 D Restricted Stock Units (2000 Employee Stock Incentive Plan) 2007-12-12 Common Stock, par value $.01 per share 1580 D Restricted Stock Units (2000 Employee Stock Incentive Plan) 2008-12-12 Common Stock, par value $.01 per share 1579 D While all of these options are fully vested, they only become exercisable (i) upon the occurrence of an exit event (as defined in the 1998 Stock Incentive Plan) and (ii) if certain specified thresholds are met. If an exit event occurs but the specified threshold is not met, the options are cancelled. These derivative securities are restricted stock units and accordingly, do not have an expiration date or exercise price. All share information gives effect to the reclassification of the Issuer's class A common stock, par value $.01 per share, as common stock, par value $.01 per share (the "Common Stock"), which reclassification will take place simultaneously with the consummation of the initial public offering of the Common Stock (the "IPO"). /s/ Walter E. Leach, Jr. 2005-02-03 -----END PRIVACY-ENHANCED MESSAGE-----