-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WurvL6lbbjhiryEl9+fAiG7djMCl+qd9VmODtoTQ3j+ffwLGjmvraDU2v1UgjVc1 UgHwUQ3ecYuztBVgV9Fxzw== 0001116679-02-001180.txt : 20020617 0001116679-02-001180.hdr.sgml : 20020617 20020617151148 ACCESSION NUMBER: 0001116679-02-001180 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020531 FILED AS OF DATE: 20020617 COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] DIRECTOR IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHOICE ONE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001091953 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 161550742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29279 FILM NUMBER: 02680534 BUSINESS ADDRESS: STREET 1: 100 CHESTNUT ST STREET 2: SUITE 600 CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 7162464231 MAIL ADDRESS: STREET 1: 100 CHESTNUT ST STREET 2: SUITE 600 CITY: ROCHESTER STATE: NY ZIP: 14604 4 1 form4.txt MAY 31, 2002 - ----------------------------- ----------------------------- | FORM 4 | U.S. SECURITIES AND EXCHANGE COMMISSION | OMB APPROVAL | - ----------------------------- Washington, D.C. 20549 |---------------------------- [X] Check this box | OMB Number: 3235-0287 | if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP | Expires: PENDING | to Section 16. Form 4 | Estimated average burden | or Form 5 obligations Filed pursuant to Section 16(a) of the Securities Exchange | hours per response....0.5 | may continue. See Act of 1934, Section 17(a) of the Public Utility Holding ----------------------------- Instruction 1(b). Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ( Print or Type Responses) - ------------------------------------------------------------------------------------------------------------------------------------ | 1. Name and Address of | 2. Issuer Name and Ticker or | 6. Relationship of Reporting Person(s) | | Reporting Person* | Trading Symbol | to Issuer (Check all applicable) | | | Choice One Communications, Inc.(CWON) | | | Johnson Eugene B. ---------------------------------------------- |_| Director |_| 10% Owner | | | 3. IRS | 4. Statement for | |_| Officer (give title |X| Other (specify | - -------------------------------------- Identification | Month/Year | below) below) | | (Last) (First) (Middle) | Number of | | | | | Reporting Person, | May 2002 | Former Director | |c/o FairPoint Commumications, Inc. | Person, if an --------------------------------------------------------------------- |521 E. Morehead Street, Suite 250 | entity | 5. If Amendment, | 7. Individual or Joint/Group Filing | - -------------------------------------- (Voluntary) | Date of | (Check Applicable Line) | | (Street) | | Original | | | | | (Month/Year) | |X| Form filed by One Reporting Person | | | | | |_| Form filed by More than One Reporting | |Charlotte North Carolina 28202 | | | Person | - ------------------------------------------------------------------------------------------------------------------------------------ | (City) (State) (Zip) | Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | - ------------------------------------------------------------------------------------------------------------------------------------ | 1. | 2. | 3. | 4. | 5. | 6. | 7. | | Title of Security | Trans- | Trans- | Securities Acquired (A) | Amount of | Owner- | Nature of | | (Instr. 3) | action | action | or Disposed of (D) | Securities | ship | Indirect | | | Date | Code | (Instr. 3, 4 and 5) | Beneficially | Form: | Bene- | | | | Instr. 8) | | Owned at End | Direct | ficial | | | (Month/ --------------------------------------------------- of Month | (D) or | Owner- | | | Day/ | | | |(A)| | | Indirect | ship | | | Year) | | | |or | | (Instr. 3 | (I) | (Instr. | | | | Code | V | Amount |(D)| Price | and 4) | (Instr.4) | 4) | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.
| FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned | | (e.g., puts, calls, warrants, options, convertible securities) | - ------------------------------------------------------------------------------------------------------------------------------------ |1. |2. |3. |4. |5. |6. |7. |8. |9. |10. |11. | |Title of |Conver- |Trans- |Trans- |Number of |Date Exer- |Title and Amount |Price |Number |Owner- |Nature | |Derivative |sion |action |action |Derivative |cisable and |of Underlying |of |of |ship |of | |Security |or |Date |Code |Securities |Expiration |Securities |Deriv- |Deriv- |Form |In- | |(Instr. 3) |Exer- | |(Instr. |Acquired (A) |Date |(Instr. 3 and 4) |ative |ative |of |direct | | |cise |(Month/ | 8) |or Disposed |(Month/Day/ | |Secur- |Secur- |Deriv- |Bene- | | |Price |Day/ | |of(D) | Year) | |ity |ities |ative |ficial | | |of |Year) | |(Instr. 3, | | |(Instr. |Bene- |Secur- |Owner- | | |Deriv- | | | 4 and 5) | | | 5) |ficially |ity: |ship | | |ative | | | |------------------------------------| |Owned |Direct |(Instr.| | |Secur- | | | | | | | | |at End |(D) or | 4) | | |ity | | | | | | |Amount | |of |In- | | | | | | | |Date |Expi- | |or | |Month |direct | | | | | -----------------------|Exer- |ra- | |Number | |(Instr. |(I) | | | | | | | | | |cis- |tion | |of | | 4) |(Instr.| | | | | |Code |V| (A) | (D) |able |Date |Title |Shares | | | 4) | | - ------------------------------------------------------------------------------------------------------------------------------------ |Director Stock | | | | | | | | | | | | | | | |Option (right to | | | | | | | | | Common | | | | | | |buy) | $2.38 |1/23/02 | A |V|10,000| | (1) |1/22/12 | Stock | 10,000 | | 10,000 | D | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | | - ------------------------------------------------------------------------------------------------------------------------------------ Explanation of Responses: (1) The option becomes exercisable in four equal installments, such that 25% of the grant vests upon each year anniversary of the grant, beginning on the first anniversary of the grant date specified in Column 3. /s/ Eugene B. Johnson June 17, 2002 ** Intentional misstatements or omissions of facts ----------------------------------- ----------------------- constitute Federal Criminal Violations. See 18 U.S.C. Name: Eugene B. Johnson Date 1001 and 15 U.S.C. 78ff(a). Title: Chief Executive Officer Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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