-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JKFHdJ36K5M5J5qiTOa1bjEkzrEKOfd/Ifky8fGFPvsBNx7VR1MZ8fmFRXUIrgmw ihqMrtor3YN6cIFRCNzoYQ== 0001116679-02-000141.txt : 20020414 0001116679-02-000141.hdr.sgml : 20020414 ACCESSION NUMBER: 0001116679-02-000141 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020131 FILED AS OF DATE: 20020205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CHOICE ONE COMMUNICATIONS INC CENTRAL INDEX KEY: 0001091953 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 161550742 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-29279 FILM NUMBER: 02527284 BUSINESS ADDRESS: STREET 1: 100 CHESTNUT ST STREET 2: SUITE 700 CITY: ROCHESTER STATE: NY ZIP: 14604 BUSINESS PHONE: 7162464231 MAIL ADDRESS: STREET 1: 100 CHESTNUT ST STREET 2: SUITE 700 CITY: ROCHESTER STATE: NY ZIP: 14604 COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] DIRECTOR IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 4 1 form4.txt STATEMENT FOR: JAN. 2002/JOHNSON - --------------------------- FORM 4 U.S. SECURITIES AND EXCHANGE COMMISSION ---------------------------- - --------------------------- Washington, D.C. 20549 OMB APPROVAL [_] Check this box ---------------------------- if no longer subject STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 to Section 16. Form 4 Expires: PENDING or Form 5 obligations Estimated average burden may continue. See Filed pursuant to Section 16(a) of the Securities Exchange hours per response.......0.5 Instruction 1(b). Act of 1934, Section 17(a) of the Public Utility Holding ---------------------------- Company Act of 1935 or Section 30(f) of the (Print or Type Responses) Investment Company Act of 1940
- -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Johnson Eugene B. - -------------------------------------------------------------------------------- (Last) (First) (Middle) c/o FairPoint Communications, Inc. 521 E. Morehead Street, Suite 250 - -------------------------------------------------------------------------------- (Street) Charlotte North Carolina 28202 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Choice One Communications Inc. (CWON) - -------------------------------------------------------------------------------- 3. IRS Identification Number of Reporting Person, if an entity (voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Year January 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [X] Director [_] 10% Owner [_] Officer (give title below) [_] Other (specify below) - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person - --------------------------------------------------------------------------------
- ------------------------------------------------------------------------------------------------------------------------------------ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. Title of Security Trans- Trans- Securities Acquired (A) Amount of Owner- Nature of (Instr. 3) action action or Disposed of (D) Securities ship Indirect Date Code (Instr. 3, 4 and 5) Beneficially Form: Beneficial Instr. 8) Owned at End Direct Owner- (Month/ ___________________________________ of Month (D) or ship Day/ Indirect (Instr. 4) Year) (A)or (Instr. 3 (I) Code V Amount (D) Price and 4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. (Over) SEC 1472 (01-02) Page 1 of 2 Pages
- ------------------------------------------------------------------------------------------------------------------------------------ FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - ------------------------------------------------------------------------------------------------------------------------------------ 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. Title of Conver- Trans- Trans- Number of Date Exer- Title and Amount Price Number Owner- Nature Derivative sion action action Derivative cisable and of Underlying of of ship of Security or Date Code Securities Expiration Securities Deriv- Deriv- Form In- (Instr. 3) Exer- (Instr. Acquired (A) Date (Instr. 3 and 4) ative ative of direct cise (Month/ 8) or Disposed (Month/Day/ Secur- Secur- Deriv- Bene- Price Day/ of(D) Year) ity ities ative ficial of Year) (Instr. 3, (Instr. Bene- Secur- Owner- Deriv- 4 and 5) 5) ficially ity: ship ative ----------------------------------- Owned Direct (Instr. Secur- at End (D) or 4) ity Amount of In- Date Expi- or Month direct ---------------------- Exer- ra- Title Number (Instr. (I) cis- tion of 4) (Instr. Code V (A) (D) able Date Title Shares 4) - ------------------------------------------------------------------------------------------------------------------------------------ Director Stock Option (right to buy) $2.38 1/23/02 A V 10,000 (1) 1/22/12 Common Stock 10,000 10,000 D - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------
Explanation of Responses: (1) The option becomes exercisable in four equal installments, such that 25% of the grant may vest upon each year anniversary of the grant, beginning on the first anniversary of the grant date specified in Column 3. /s/ Eugene B. Johnson February 5, 2002 - --------------------------------------------- ----------------------- Name: Eugene B. Johnson Date Title: Chief Executive Officer ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2 of 2 Pages -----END PRIVACY-ENHANCED MESSAGE-----