-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VgS9QRYWiXWbqZWPQD307C1Uvi35/ho04zTW5iD0QYa3c27waHjeQ3bsBuKCPDts l9+B167MPFhp1k5Xnbtnmg== 0001104659-11-003116.txt : 20110126 0001104659-11-003116.hdr.sgml : 20110126 20110126160427 ACCESSION NUMBER: 0001104659-11-003116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110124 FILED AS OF DATE: 20110126 DATE AS OF CHANGE: 20110126 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Newman Jane E CENTRAL INDEX KEY: 0001410002 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 11549507 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 a4.xml 4 X0303 4 2011-01-24 1 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001410002 Newman Jane E C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD ST., SUITE 500 CHARLOTTE NC 28202 0 0 0 1 Former Director Common Stock, par value $0.01 per share 2011-01-24 4 J 0 1000 D 0 D Restricted Units 2011-01-24 4 J 0 28904 D Common Stock, par value $0.01 per share 28904 0 D On October 26, 2009, FairPoint Communications, Inc. (the "Company") and substantially all of its direct and indirect subsidiaries filed voluntary petitions for relief under chapter 11 of title 11 of the United States Code in the United States Bankruptcy Court for the Southern District of New York (Case No. 09-16335) (collectively, the "Chapter 11 Cases"). Pursuant to the Company's chapter 11 plan of reorganization, any interest evidencing an ownership interest in the Company, whether or not transferable, and all options, warrants or rights, contractual or otherwise, to acquire any such interests (collectively, the "Equity Interests"), that were outstanding prior to January 24, 2011 (the "Effective Date"), were cancelled on the Effective Date. Accordingly, this Form 4 is being filed to report the cancellation of all of the Reporting Person's Equity Interests, which include 1,000 shares of the Company's common stock, par value $0.01 per share, as reported on Table I. On October 26, 2009, the Company and substantially all of its direct and indirect subsidiaries filed the Chapter 11 Cases. Pursuant to the Company's chapter 11 plan of reorganization, any Equity Interests that were outstanding prior to the Effective Date were cancelled on the Effective Date. Accordingly, this Form 4 is being filed to report the cancellation of all of the Reporting Person's Equity Interests, which include 28,904 restricted units issued pursuant to the FairPoint Communications, Inc. 2008 Long Term Incentive Plan and the FairPoint Communications, Inc. 2005 Stock Incentive Plan, as reported on Table II. /s/ Jane E. Newman 2011-01-24 -----END PRIVACY-ENHANCED MESSAGE-----