-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pi7141JvXi700nway2FYKAxQPB3G/YsZeNbSrpjnX+ekHTPX6NchmAzBugWnCBuB 9JTUUZSJc3enyBHwLKTMwA== 0001104659-09-014743.txt : 20090305 0001104659-09-014743.hdr.sgml : 20090305 20090305172321 ACCESSION NUMBER: 0001104659-09-014743 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090303 FILED AS OF DATE: 20090305 DATE AS OF CHANGE: 20090305 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TUTTLE MICHAEL R CENTRAL INDEX KEY: 0001220456 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 09659782 BUSINESS ADDRESS: BUSINESS PHONE: 8028651838 MAIL ADDRESS: STREET 1: 275 KENNEDY DRIVE CITY: SOUTH BURLINGTON STATE: VT ZIP: 05403 4 1 a4.xml 4 X0303 4 2009-03-03 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001220456 TUTTLE MICHAEL R C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 1 0 0 0 Restricted Unit 2009-03-03 4 A 0 21919 A Common Stock, par value $0.01 per share 21919 27161 D These derivative securities are restricted units representing shares of FairPoint Communications, Inc. common stock, par value $.01 per share (the "Common Stock"), issued pursuant to the FairPoint Communications, Inc. 2008 Long Term Incentive Plan. These derivative securities are restricted units representing shares of Common Stock and, accordingly, do not have an exercise price or expiration date. The restricted units vest in four equal quarterly installments on the first day of each of the first four calendar quarters following the date the restricted units were originally issued; however, the shares of Common Stock underlying the restricted units will not be issued until the occurrence of certain events set forth in the Restricted Unit Agreement under which the restricted units were issued. No consideration was paid for the restricted units. /s/ Michael R. Tuttle 2009-03-05 -----END PRIVACY-ENHANCED MESSAGE-----