-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RSITyo/F7p393VRkZPmEEgum6MqknNmDABFawtkdmkDAEsXQ6RsXhAUnkoHw/RpL ylHYu0FlMVQBsnEjzxfw+w== 0001104659-08-059028.txt : 20080916 0001104659-08-059028.hdr.sgml : 20080916 20080916171127 ACCESSION NUMBER: 0001104659-08-059028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20080915 FILED AS OF DATE: 20080916 DATE AS OF CHANGE: 20080916 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Leach Walter E Jr CENTRAL INDEX KEY: 0001315614 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 081074679 BUSINESS ADDRESS: BUSINESS PHONE: 704-227-3620 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 E. MOREHEAD STREET, SUITE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 a4.xml 4 X0303 4 2008-09-15 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001315614 Leach Walter E Jr C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 0 1 0 0 Executive VP, Corp Development Common Stock, par value $0.01 per share 2008-09-15 4 F 0 7686 D 101381 D Common Stock, par value $0.01 per share 2008-09-15 4 D 0 3838 D 97543 D Restricted Stock Units 2008-09-15 4 D 0 1579 D Common Stock, par value $0.01 per share 1579 77364 D These securities are restricted shares ("Restricted Shares") of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share (the "Common Stock"), awarded pursuant to the FairPoint Communications, Inc. 2005 Stock Incentive Plan (the "2005 Plan"). On September 15, 2008, 23,686 of the Reporting Person's Restricted Shares vested. Pursuant to the 2005 Plan, at the Reporting Person's election, the Restricted Shares reported hereby were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of such Restricted Shares. No consideration was received by the Reporting Person for his forfeiture of the Restricted Shares. The forfeiture of Restricted Shares by the Reporting Person was made pursuant to the 2005 Plan. These securities are Restricted Shares which were unvested as of September 15, 2008. In accordance with the 2005 Plan and the Reporting Person's corresponding Restricted Stock Agreement, the unvested Restricted Shares were forfeited by the Reporting Person upon the effective date of his resignation, September 15, 2008. No consideration was received by the Reporting Person for his forfeiture of these Restricted Shares. Theses derivative securities are restricted stock units ("Restricted Stock Units") representing shares of the Company's Common Stock, awarded pursuant to the FairPoint Communications, Inc. 2000 Employee Stock Incentive Plan (the "2000 Plan"), which were unvested as of September 15, 2008. In accordance with the 2000 Plan and the Reporting Person's corresponding Restricted Unit Agreement, these unvested Restricted Stock Units were forfeited by the Reporting Person upon the effective date of his resignation, September 15, 2008. These Restricted Stock Units represent shares of Common Stock and, accordingly, have neither an exercise price nor an expiration date. These Restricted Stock Units would have vested on December 12, 2008. No consideration was received by the Reporting Person for his forfeiture of these Restricted Stock Units. /s/ Walter E. Leach, Jr. 2008-09-16 -----END PRIVACY-ENHANCED MESSAGE-----