0001062613-16-000125.txt : 20160125 0001062613-16-000125.hdr.sgml : 20160125 20160125161610 ACCESSION NUMBER: 0001062613-16-000125 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160122 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 MAIL ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rush Steven G CENTRAL INDEX KEY: 0001629412 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 161358977 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 EAST MOREHEAD STREET, SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28202 4 1 wf-form4_145375655376443.xml FORM 4 X0306 4 2016-01-22 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001629412 Rush Steven G C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 0 1 0 0 EVP, Northern New England Ops Common stock, par value $0.01 per share 2016-01-22 4 A 0 5441 0 A 14638 D Common stock, par value $0.01 per share 2016-01-22 4 F 0 745 14.78 D 13893 D Stock Options (A&R 2010 Long Term Incentive Plan) 14.61 2016-01-22 4 A 0 13000 A 2026-01-22 Common stock, par value $0.01 per share 13000.0 13000 D Represents restricted shares of FairPoint Communications, Inc. (the "Company") common stock, par value $0.01 per share, issued pursuant to the Company's Amended and Restated 2010 Long Term Incentive Plan (the "LTIP") on January 22, 2016 (the "Grant Date"). 941 of these restricted shares vested on the Grant Date with 1,500 shares vesting on each of January 23, 2017, January 22, 2018 and January 22, 2019, respectively. No consideration was paid by the Reporting Person for these restricted shares. On January 22, 2016, 2,000 of the Reporting Person's restricted shares of the Company's common stock, par value $0.01 per share, that were granted pursuant to the Company's LTIP on January 22, 2015 vested. Pursuant to the LTIP, at the Reporting Person's election, 745 of the Reporting Person's restricted shares were forfeited by the Reporting Person to satisfy applicable withholding tax obligations with respect to the vesting of the 2,000 restricted shares on such date. No consideration was received by the Reporting Person for his forfeiture of the 745 restricted shares. Represents the closing price on the date of forfeiture. Represents stock options issued pursuant to the Company's LTIP on the Grant Date. 25% of these stock options vested on the Grant Date with the remainder to vest in equal installments on January 23, 2017, January 22, 2018 and January 22, 2019. No consideration was paid by the Reporting Person for these stock options. /s/ Steven G. Rush 2016-01-25