0001062613-14-000069.txt : 20141231 0001062613-14-000069.hdr.sgml : 20141231 20141231162514 ACCESSION NUMBER: 0001062613-14-000069 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141229 FILED AS OF DATE: 20141231 DATE AS OF CHANGE: 20141231 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FAIRPOINT COMMUNICATIONS INC CENTRAL INDEX KEY: 0001062613 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 133725229 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 7043448150 MAIL ADDRESS: STREET 1: 521 EAST MOREHEAD ST STREET 2: STE 250 CITY: CHARLOTTE STATE: NC ZIP: 28202 FORMER COMPANY: FORMER CONFORMED NAME: MJD COMMUNICATIONS INC DATE OF NAME CHANGE: 19980527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rush Steven G CENTRAL INDEX KEY: 0001629412 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32408 FILM NUMBER: 141318852 MAIL ADDRESS: STREET 1: FAIRPOINT COMMUNICATIONS, INC. STREET 2: 521 EAST MOREHEAD STREET, SUITE 500 CITY: CHARLOTTE STATE: NC ZIP: 28202 3 1 wf-form3_142006110358489.xml FORM 3 X0206 3 2014-12-29 0 0001062613 FAIRPOINT COMMUNICATIONS INC FRP 0001629412 Rush Steven G C/O FAIRPOINT COMMUNICATIONS, INC. 521 E. MOREHEAD STREET, SUITE 500 CHARLOTTE NC 28202 0 1 0 0 SVP, Northern New England Ops Common stock, par value $0.01 per share 1197 D Stock Options (2010 Long Term Incentive Plan) 24.29 2021-01-24 Common stock, par value $0.01 per share 15500.0 D Stock Options (2010 Long Term Incentive Plan) 4.56 2022-01-24 Common stock, par value $0.01 per share 6050.0 D Stock Options (2010 Long Term Incentive Plan) 9.36 2023-01-22 Common stock, par value $0.01 per share 2000.0 D Stock Options (2010 Long Term Incentive Plan) 13.29 2024-01-22 Common stock, par value $0.01 per share 22000.0 D Represents stock options issued pursuant to the Company's 2010 Long Term Incentive Plan (the "LTIP"), which has been amended and restated, granted on January 24, 2011. These stock options vested 25% on the grant date, 25% on January 24, 2012, 25% on January 24, 2013 and 25% on January 24, 2014. No consideration was paid by the Reporting Person for these stock options. Represents stock options issued pursuant to the LTIP granted on January 24, 2012. These stock options vested 25% on the grant date, 25% on January 24, 2013 and 25% on January 24, 2014, with the remainder to vest on January 24, 2015. No consideration was paid by the Reporting Person for these stock options. Represents stock options issued pursuant to the LTIP granted on January 22, 2013. These stock options vested 25% on the grant date and 25% on January 22, 2014, with the remainder to vest in two equal annual installments on January 22, 2015 and January 22, 2016. No consideration was paid by the Reporting Person for these stock options. Represents stock options issued pursuant to the LTIP granted on January 22, 2014. These stock options vested 25% on the grant date, with the remainder to vest in three equal annual installments on January 22, 2015, January 22, 2016 and January 22, 2017. No consideration was paid by the Reporting Person for these stock options. /s/ Steven G. Rush 2014-12-31