0001225208-14-020257.txt : 20140922 0001225208-14-020257.hdr.sgml : 20140922 20140922114840 ACCESSION NUMBER: 0001225208-14-020257 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140918 FILED AS OF DATE: 20140922 DATE AS OF CHANGE: 20140922 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PULASKI FINANCIAL CORP CENTRAL INDEX KEY: 0001062438 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 431816913 STATE OF INCORPORATION: MO FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 BUSINESS PHONE: 3148782210 MAIL ADDRESS: STREET 1: 12300 OLIVE BLVD CITY: ST LOUIS STATE: MO ZIP: 63141 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan James CENTRAL INDEX KEY: 0001495723 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-24571 FILM NUMBER: 141113447 MAIL ADDRESS: STREET 1: C/O PULASKI FINANCIAL CORP STREET 2: 12300 OLIVE BOULEVARD CITY: ST. LOUIS STATE: MO ZIP: 63141 4 1 doc4.xml X0306 4 2014-09-18 0001062438 PULASKI FINANCIAL CORP PULB 0001495723 Sullivan James 12300 OLIVE BOULEVARD ST. LOUIS MO 63141 1 EVP, Corporate Planning Common Stock 2014-09-18 4 S 0 1500.0000 11.3600 D 11000.0000 D Common Stock 2014-09-18 4 S 0 11000.0000 11.3500 D 0.0000 D Common Stock 883.9790 I By KSOP Common Stock 15000.0000 I By Stock Award II Stock Awards granted pursuant to the Pulaski Financial Corp. Long-Term Incentive Plan vest is as follows: 5,000 shares on February 19, 2015 which are not at risk for forfeiture and 10,000 shares on the date the Form 10-K is filed for the year ended September 30, 2014, subject to the achievement of certain earnings per share performance metrics. If such performance metrics have not been satisfied as of such date, such award shares will be forfeited. /s/ James Sullivan 2014-09-22